State of Illinois
92nd General Assembly
Legislation

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92_HB4084

 
                                              LRB9211207BDpkA

 1        AN ACT concerning the office of Secretary of State.

 2        Be  it  enacted  by  the People of the State of Illinois,
 3    represented in the General Assembly:

 4        Section 5.  The Secretary of  State  Act  is  amended  by
 5    adding Section 14 as follows:

 6        (15 ILCS 305/14 new)
 7        Sec. 14. Inspector General.
 8        (a)  The  Secretary  of  State  must, with the advice and
 9    consent of the Senate, appoint an Inspector General  for  the
10    purpose  of  detection,  deterrence, and prevention of fraud,
11    waste, mismanagement, misconduct, and  other  abuses  in  the
12    Office  of  the  Secretary  of  State.  The Inspector General
13    shall serve a 2-year term.  If no successor is appointed  and
14    qualified  upon  the  expiration  of  the Inspector General's
15    term, the office of Inspector General is  deemed  vacant  and
16    the  powers  and  duties  under this Section may be exercised
17    only by an appointed and qualified interim Inspector  General
18    until   a   successor  Inspector  General  is  appointed  and
19    qualified.  If the General Assembly is not in session when  a
20    vacancy  in  the  office  of  Inspector  General  occurs, the
21    Secretary of State may appoint an interim  Inspector  General
22    whose   term   shall   expire   2   weeks   after   the  next
23    regularly-scheduled session day of the Senate.
24        (b)  The  Inspector  General  shall  have  the  following
25    qualifications:
26             (1)  has not been convicted  of any felony under the
27        laws of this State, another State, or the United States;
28             (2)  has  earned  a  baccalaureate  degree  from  an
29        institution of higher education; and
30             (3)  has either (A) 5 or more years of service  with
31        a  federal,  State,  or  local law enforcement agency, at
 
                            -2-               LRB9211207BDpkA
 1        least 2  years  of  which  have  been  in  a  progressive
 2        investigatory capacity; (B) 5 or more years of service as
 3        a  federal,  State, or local prosecutor; or (C) 5 or more
 4        years of service as a senior manager or  executive  of  a
 5        federal, State, or local law enforcement agency.
 6        (c)  The  Inspector  General  may review, coordinate, and
 7    recommend methods and procedures to increase  the  integrity,
 8    productivity,  and  efficiency of the Office of the Secretary
 9    of  State.   The  duties  of  the  Inspector  General   shall
10    supplement  and  not supplant the duties of the Chief Auditor
11    for the Secretary of State's Office.  The  Inspector  General
12    must report directly to the Secretary of State.
13        (d)  The  Secretary  of State may designate the Inspector
14    General and inspectors  who  are  members  of  the  Inspector
15    General's  office  as  peace officers; however, the Inspector
16    General and his or her inspectors may not be members  of  the
17    Secretary  of  State's  police force.  These inspectors shall
18    have  all  the  powers  possessed  by  police   officers   in
19    municipalities   and   by   sheriffs  of  counties,  and  the
20    inspectors may exercise those powers anywhere  in  the  State
21    but only in the investigation of allegations of misconduct or
22    criminal  behavior  by the Secretary of State or employees of
23    the Office of the Secretary of State.
24        No inspector may have peace officer  status  or  exercise
25    police  powers  unless  he  or she successfully completes the
26    basic police training mandated and approved by  the  Illinois
27    Law  Enforcement Training Standards Board or the Board waives
28    the training requirement by reason of the  inspector's  prior
29    law enforcement experience or training, or both.
30        The  Board  may not waive the training requirement unless
31    the inspector has had a minimum of 5 years of experience as a
32    sworn officer of a local, State, or federal  law  enforcement
33    agency,  2  of  which  must  have  been  in  an investigatory
34    capacity.
 
                            -3-               LRB9211207BDpkA
 1        (e)  In addition to the authority otherwise  provided  by
 2    this  Section,  but only when investigating the Office of the
 3    Secretary of State, its  employees,  or  their  actions,  the
 4    Inspector General is authorized:
 5             (1)  To have access to all records, reports, audits,
 6        reviews,  documents,  papers,  recommendations,  or other
 7        material  available  that   relates   to   programs   and
 8        operations  with  respect  to which the Inspector General
 9        has responsibilities under this Section.
10             (2)  To make any investigations and reports relating
11        to the administration of the programs and  operations  of
12        the  Office  of  the  Secretary of State that are, in the
13        judgement  of  the  Inspector   General,   necessary   or
14        desirable.
15             (3)  To  request  any information or assistance that
16        may  be  necessary  for  carrying  out  the  duties   and
17        responsibilities provided by this Section from any local,
18        State, or federal governmental agency or unit thereof.
19             (4)  To   require  by  subpoena  the  appearance  of
20        witnesses  and  the  production   of   all   information,
21        documents,  reports,  answers, records, accounts, papers,
22        and other data and documentary evidence necessary in  the
23        performance  of  the  functions assigned by this Section,
24        with the exception of subsection (c).  A subpoena may  be
25        issued  under  this  paragraph  (4) only by the Inspector
26        General and not by members  of  the  Inspector  General's
27        staff.   Any  person  subpoenaed by the Inspector General
28        has the same rights as a person  subpoenaed  by  a  grand
29        jury.   Any  person  who knowingly (A) fails to appear in
30        response to a subpoena or (B) fails to produce any  books
31        or  papers  pertinent  to  an  investigation  under  this
32        Section is guilty of a Class A misdemeanor.
33             (5)  To   have  direct  and  prompt  access  to  the
34        Secretary of State for  any  purpose  pertaining  to  the
 
                            -4-               LRB9211207BDpkA
 1        performance  of functions and responsibilities under this
 2        Section.
 3        (f)  The Inspector General may  receive  and  investigate
 4    complaints  or  information from an employee of the Secretary
 5    of State concerning the possible  existence  of  an  activity
 6    constituting  a  violation  of  law,  rules,  or regulations;
 7    mismanagement;  abuse  of  authority;  or   substantial   and
 8    specific  danger  to  the  public  health  and  safety.   Any
 9    employee  who  knowing  files  a  false  complaint or files a
10    complaint with  reckless  disregard  for  the  truth  or  the
11    falsity  of the facts underlying the complaint may be subject
12    to discipline as set forth in the rules of the Department  of
13    Personnel of the Secretary of State.
14        The  Inspector  General  may  not,  after  receipt  of  a
15    complaint  or  information  from  an  employee,  disclose the
16    identity of the employee without the consent of the employee.
17        Any employee who has the authority to take, direct others
18    to take, recommend, or approve any personnel action may  not,
19    with  respect to that authority, take or threaten to take any
20    action against any  employee  as  a  reprisal  for  making  a
21    complaint or disclosing information to the Inspector General,
22    unless  the  complaint  was made or the information disclosed
23    with  the  knowledge  that  it  was  false  or  with  willful
24    disregard for its truth or falsity.
25        (g)  The  Inspector  General   must   adopt   rules,   in
26    accordance with the provisions of the Illinois Administrative
27    Procedure   Act,   establishing   minimum   requirements  for
28    initiating, conducting, and completing  investigations.   The
29    rules must establish criteria for determining, based upon the
30    nature   of   the   allegation,  the  appropriate  method  of
31    investigation, which may include, but is not limited to, site
32    visits, telephone contacts, personal interviews, or  requests
33    for  written  responses.  The rules must also clarify how the
34    Office of the Inspector General  shall  interact  with  other
 
                            -5-               LRB9211207BDpkA
 1    local, State, and federal law enforcement investigations.
 2        (h)  On  or  before January 1 of each year, the Inspector
 3    General shall report to the  President  of  the  Senate,  the
 4    Minority  Leader  of  the Senate, the Speaker of the House of
 5    Representatives, and the Minority  Leader  of  the  House  of
 6    Representatives  on  the  types  of  investigations  and  the
 7    activities  undertaken by the Office of the Inspector General
 8    during the previous calendar year.

 9        Section 10.  The Secretary of State Merit Employment Code
10    is amended by changing Section 16 as follows:

11        (15 ILCS 310/16) (from Ch. 124, par. 116)
12        Sec. 16. Status of present employees.  Employees  holding
13    positions  in  the  Office  of  the Secretary of State herein
14    shall continue under the following conditions:
15        (1)  Employees who have been appointed as the  result  of
16    having  passed examinations in accordance with the provisions
17    of the "Personnel Code", and who have  satisfactorily  passed
18    the   probationary  period  or  who  have  been  promoted  in
19    accordance with the  rules  thereunder,  shall  be  continued
20    without  further  examination, but shall be otherwise subject
21    to provisions of this Act and the rules made pursuant to it.
22        (2)  Employees who have been appointed as the  result  of
23    having  passed examinations pursuant to the provisions of the
24    "Personnel Code" but have not  completed  their  probationary
25    period  on  the effective date of this Act shall be continued
26    without further examination but shall be otherwise subject to
27    provisions of this Act and the rules  made  pursuant  to  it.
28    Time  served on probation prior to the effective date of this
29    Act shall count as time served  on  the  probationary  period
30    provided by this Act.
31        (2.5)  Persons who, immediately before the effective date
32    of  this  amendatory  Act  of the 92nd General Assembly, were
 
                            -6-               LRB9211207BDpkA
 1    employees  with  investigatory  functions  of  the  Inspector
 2    General within the Office of the Secretary of State  and  who
 3    are  subject  to the Secretary of State Merit Employment Code
 4    shall be appointed to the position of inspector, as described
 5    in Section 14 of the Secretary of State  Act,  if  they:  (i)
 6    meet   the  requirements  described  in  Section  14  of  the
 7    Secretary of State Act; (ii) pass a qualifying examination as
 8    prescribed by the Director of Personnel within 6 months after
 9    the effective date of this amendatory Act of the 92nd General
10    Assembly; and (iii) satisfactorily complete their  respective
11    probationary   periods.   The   qualifying   examination  for
12    inspectors shall be similar to those  required  for  entrance
13    examinations  for  comparable  positions in the office of the
14    Secretary of State. Inspectors  shall  be  appointed  without
15    regard   to   eligible  lists.  Nothing  in  this  subsection
16    precludes  the  office  of  the  Secretary  of   State   from
17    reclassifying  or  reallocating employees who would otherwise
18    qualify as inspectors.
19        (3)  All other such employees subject to  the  provisions
20    of  this Act shall be continued in their respective positions
21    if they pass  a  qualifying  examination  prescribed  by  the
22    Director within 9 months from the effective date of this Act,
23    and  satisfactorily  complete  their  respective probationary
24    periods.  Such qualifying examinations shall  be  similar  to
25    those  required  for  entrance  examinations  for  comparable
26    positions   in   the   Office  of  the  Secretary  of  State.
27    Appointments of such employees shall  be  without  regard  to
28    eligible     lists.     Nothing    herein    precludes    the
29    reclassification or reallocation as provided by this  Act  of
30    any position held by such incumbent.
31        (4)  Nothing in this Act shall be construed to prejudice,
32    reduce,   extinguish  or  affect  the  rights  or  privileges
33    determined through judicial process to have been conferred on
34    any present or past employee  under  the  Illinois  Personnel
 
                            -7-               LRB9211207BDpkA
 1    Code.   In the event that any court of competent jurisdiction
 2    shall  determine  that  present  or  past  employees  of  the
 3    Secretary of State have any rights arising from the  Illinois
 4    Personnel  Code,  those rights shall be recognized under this
 5    Act.
 6        (5)  Any person who, as a  result  of  any  court  order,
 7    court  approved stipulation or settlement, has any employment
 8    or re-employment rights prior to the effective date  of  this
 9    Act  shall  continue  to have such rights after the effective
10    date of this Act.
11    (Source: P.A. 80-13.)

12        Section 99.  Effective date.  This Act takes effect  upon
13    becoming law.

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