State of Illinois
90th General Assembly
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90_SB0835

      New Act
      5 ILCS 80/4.18 new
          Creates the Divorce Mediator Certification Act.  Provides
      that a person may not hold himself out as a certified divorce
      mediator unless he or she has been certified by the committee
      on dispute resolution created by the Act.  Sets training  and
      experience   requirements  for  certification  as  a  divorce
      mediator.  Requires that information disclosed  in  mediation
      sessions remain confidential with certain exceptions.
                                                     LRB9003343LDdv
                                               LRB9003343LDdv
 1        AN  ACT  in  relation  to  the  certification  of divorce
 2    mediators.
 3        Be it enacted by the People of  the  State  of  Illinois,
 4    represented in the General Assembly:
 5        Section  1.   Short  title.  This Act may be cited as the
 6    Divorce Mediator Certification Act.
 7        Section 5.  Divorce mediator certification.
 8        (a)  On or after July 1, 1998, a person may not hold  out
 9    himself  or  herself as a "certified divorce mediator" unless
10    he or she has been certified  by  the  committee  on  dispute
11    resolution created under this Act.
12        (b)  To  obtain  certification  as  a divorce mediator, a
13    person must do all of the following:
14             (1)  Complete an application to become  a  candidate
15        for certification as a mediator.
16             (2)  Complete  at  least  40  hours  of  specialized
17        mediation training conducted in a program approved by the
18        committee   on  dispute  resolution  in  accordance  with
19        administrative guidelines established in this Act.
20             (3)  Adhere to ethical standards of  the  mediator's
21        profession.
22             (4)  Maintain    appropriate   liability   insurance
23        specifically covering the activities of the individual as
24        a mediator.
25        Section 10.  Committee on dispute resolution.
26        (a)  An advisory committee  shall  be  appointed  by  the
27    Governor and shall consist of the following members:
28             (1)  Four  representatives of professional mediation
29        associations, including 2 from  the  Alternative  Dispute
30        Resolution Section of the Illinois State Bar Association.
                            -2-                LRB9003343LDdv
 1             (2)  Three   representatives  of  institutions  that
 2        offer mediation education.
 3             (3)  Two  representatives   of   mediation   service
 4        providers, one nonprofit and one for profit.
 5             (4)  One representative of mediation trainers.
 6             (5)  One consumer representative.
 7             (6)  One  representative  designated by the Director
 8        of Professional Regulation.
 9        (b)  The advisory  committee  shall  designate  a  single
10    mediator certifying organization no later than July 1, 1998.
11        (c)  The  advisory committee shall meet at least annually
12    and shall report to the Director of  Professional  Regulation
13    after  each  meeting.   Members  of  the  committee shall not
14    receive  compensation,  but  shall  be  reimbursed  for   all
15    necessary expenses.
16        Section 15.  Application for certification.
17        (a)  A  person  may  file  with  the  mediator certifying
18    organization designated under Section 10(b) an application to
19    obtain certification  as  a  divorce  mediator,  which  shall
20    consist  of  a  statement concerning the candidate's training
21    and experience in mediation.
22        (b)  The mediator certifying organization  shall  analyze
23    the  information contained in the application and assign each
24    candidate to one of the following 3 tracks:
25             (1)  The first track shall consist of  persons  with
26        no previous experience or training in mediation.
27             (2)  The  second track shall consist of persons with
28        some experience, training, or both, in mediation, but who
29        are required to enhance  this  experience,  training,  or
30        both,  prior  to  the  performance evaluation required by
31        Section 30.
32             (3)  The third track shall consist of  persons  with
33        all  the necessary training and experience to be eligible
                            -3-                LRB9003343LDdv
 1        to engage in a performance evaluation as provided in this
 2        Act.
 3        (c)  Training and experience claimed by a candidate shall
 4    be specifically  identified  in  the  application  and  shall
 5    include the date and time that the training was completed and
 6    when the experience was acquired.  This previous training and
 7    experience  shall  be  subject to written verification by the
 8    mediator certifying  organization  designated  under  Section
 9    10(b).
10        (d)  On  the  basis  of  an  analysis  of the candidate's
11    application, the mediator certifying organization shall place
12    the candidate in one of the 3 tracks and shall prescribe  the
13    training  and  experience  that  the  person  is  required to
14    receive,  if  any,  to  be  eligible  to  participate  in   a
15    performance evaluation.
16        Section    20.  Training    requirement.     To    obtain
17    certification  as  a  divorce  mediator,  an  applicant shall
18    complete training that shall consist of a minimum of 20 hours
19    of lecture and discussion of all of the following topics:
20             (1)  The history of dispute resolution as a  problem
21        solving technique and its relationship to the traditional
22        justice system.
23             (2)  An  overview  of  the structure of the Illinois
24        justice system and the traditional methods of  processing
25        civil and criminal cases.
26             (3)  The  structure, design, practice, and theory of
27        dispute resolution proceedings  and  services,  including
28        the  varying  roles,  functions,  and responsibilities of
29        neutral persons and the distinction between  binding  and
30        nonbinding processes.
31             (4)  Communication  skills and techniques, including
32        developing opening statements, building trust,  gathering
33        facts, framing issues, taking notes, empowerment tactics,
                            -4-                LRB9003343LDdv
 1        and effective listening and clarification skills.
 2             (5)  Problem    identification    and   disagreement
 3        management   skills,   including   instruction   in   the
 4        establishment of priorities and areas  of  agreement  and
 5        disagreement, and the management of special problems that
 6        threaten the process.
 7             (6)  Techniques    for    achieving   agreement   or
 8        settlement, including instruction in creating  a  climate
 9        conducive  to  resolution,  identifying options, reaching
10        consensus, and working toward agreement.
11             (7)  General review  of  fact  patterns  present  in
12        typical disputes, including marital relations cases.
13             (8)  Administrative  and  intake  skills  related to
14        dispute  resolution  services,  including  completion  of
15        paperwork involved in handling and tracking cases.
16             (9)  The role and  participation  of  attorneys  and
17        witnesses in dispute resolution proceedings.
18        Section 25.  Experience requirement.  To become certified
19    as  a divorce mediator, an applicant shall obtain at least 20
20    hours of real or simulated practical experience in mediation,
21    including role-playing or simulated disputes, observation  of
22    actual  intake  and case management procedures, and mediation
23    sessions that are supervised by a dispute resolution  program
24    or other organization that satisfies the requirements of this
25    Act.    The  experience  requirement  shall  also  include  a
26    personal assessment and evaluation of the  candidate  by  the
27    mediator  certifying  organization  designated  under Section
28    10(b).
29        Section 30.  Performance evaluation.
30        (a)  Prior  to  being  awarded   a   divorce   mediator's
31    certificate,  a  candidate  must  satisfactorily  complete  a
32    performance  evaluation  conducted by the mediator certifying
                            -5-                LRB9003343LDdv
 1    organization designated under Section 10(b) that assesses the
 2    specific skills and techniques utilized by the candidate.
 3        (b)  The performance evaluation shall consist of engaging
 4    in at least one real or simulated mediation, conducted solely
 5    by  the  candidate,  under  the  observation  of  2   trained
 6    evaluators who are experienced and certified mediators.
 7        (c)  The  criteria  for determining whether the candidate
 8    has satisfactorily completed the performance evaluation shall
 9    include but need not be limited to the following:
10             (1)  personal interaction;
11             (2)  tone of proceedings;
12             (3)  process flow;
13             (4)  opening statement;
14             (5)  facilitating position statements;
15             (6)  coordinating exchange and conflict analysis;
16             (7)  managing negotiation;
17             (8)  generating options with parties;
18             (9)  closure;
19             (10)  ethical behavior;
20             (11)  empowerment of clients;
21             (12)  communication;
22             (13)  creating empathy;
23             (14)  clarification;
24             (15)  organization of issues;
25             (16)  active listening;
26             (17)  neutral language; and
27             (18)  strategy planning.
28        (d)  A candidate who fails to satisfactorily complete the
29    performance  evaluation  after  a  second  attempt  shall  be
30    assigned to a remedial program  by  the  mediator  certifying
31    organization  and may not take another performance evaluation
32    until the remedial program is satisfactorily completed.
33        Section 35.  Completion  of  certification  requirements.
                            -6-                LRB9003343LDdv
 1    Upon  completion  of  the requirements for certification as a
 2    mediator,  the  mediation  certification  organization  shall
 3    issue a certificate and a distinguishable stamp that includes
 4    the abbreviation "CM" ("Certified Mediator").
 5        Section 37.  Fees.  The fees imposed under this  Act  are
 6    as follows and are not refundable:
 7        (a)  The  fee  for original application for certification
 8    as a certified divorce mediator is $500.
 9        (b)  The annual fee for renewal  of  certification  as  a
10    certified divorce mediator is $100.
11        Section  40.  Mediation;  confidentiality  of information
12    and documents.
13        (a)  When the parties to a dispute choose to mediate  the
14    dispute, the mediator shall not divulge information disclosed
15    to  the mediator by the parties or by others in the course of
16    mediation.   All  records,  reports,  and   other   documents
17    developed   for  the  mediation  shall  be  confidential  and
18    privileged.
19        (b)  Communications  made  during  a  mediation  may   be
20    disclosed only:
21             (1)  When  all  parties  to  the mediation agree, in
22        writing, to waive  the  confidentiality  of  the  written
23        information;
24             (2)  In a subsequent action between the mediator and
25        a  party  to the mediation for damages arising out of the
26        mediation;
27             (3)  When  statements,  memoranda,  materials,   and
28        other   tangible   evidence   are  otherwise  subject  to
29        discovery and were  not  prepared  specifically  for  and
30        actually used in the mediation;
31             (4)  When  the  parties to the mediation are engaged
32        in litigation with a third party and the court determines
                            -7-                LRB9003343LDdv
 1        that fairness to the third party requires that  the  fact
 2        or  substance of an agreement resulting from mediation be
 3        disclosed; or
 4             (5)  When the disclosure reveals abuse or neglect of
 5        a child by one of the parties.
 6        (c)  The mediator shall not be compelled  to  testify  in
 7    any  proceeding,  unless all parties to the mediation and the
 8    mediator agree in writing.
 9        Section 45.  Duties of a mediator.
10        (a)  A mediator appointed under this Act shall:
11             (1)  inform the parties of the costs of mediation;
12             (2)  advise the parties that the mediator  does  not
13        represent either or both of the parties;
14             (3)  define and describe the process of mediation to
15        the parties;
16             (4)  disclose   the   nature   and   extent  of  any
17        relationship  with  the   parties   and   any   personal,
18        financial, or other interest that could result in bias or
19        a conflict of interest;
20             (5)  advise   each   of   the   parties   to  obtain
21        independent legal advice;
22             (6)  allow only the parties to attend the  mediation
23        sessions;
24             (7)  disclose  to the parties' attorneys any factual
25        documentation revealed during the mediation  if,  at  the
26        end of the mediation process, the disclosure is agreed to
27        by both parties; and
28             (8)  inform  the  parties  of  the  extent  to which
29        information obtained  from  and  about  the  participants
30        through  the  mediation process is not privileged and may
31        be subject to disclosure.
32        (b)  The divorce mediator shall make a written summary of
33    any understanding reached by  the  parties.  A  copy  of  the
                            -8-                LRB9003343LDdv
 1    summary shall be provided to the parties and their attorneys,
 2    if  any.  The  divorce  mediator  shall  advise each party in
 3    writing to obtain legal assistance in drafting any  agreement
 4    or  for  reviewing  any agreement drafted by the other party.
 5    Any understanding reached by  the  parties  as  a  result  of
 6    mediation   shall   not  be  binding  upon  the  parties  nor
 7    admissible in court until it is reduced to writing, signed by
 8    the parties and their attorneys, if any, and approved by  the
 9    court.  If  the parties are not represented by attorneys, the
10    mediator shall provide to the court or  hearing  officer  the
11    written  summary  of any understanding signed by the parties,
12    which, if approved by the court or hearing officer, shall  be
13    incorporated in the order of the court or hearing officer.
14        (c)  The  divorce  mediator  may  act  as  a  mediator in
15    subsequent  disputes  between  the  parties.   However,   the
16    mediator  shall  decline  to  act  as attorney, counselor, or
17    psychotherapist  for  either  party  during  or   after   the
18    mediation  proceeding  unless  the subsequent representation,
19    counseling,  or  treatment  is  clearly  distinct  from   the
20    mediation issues.
21        Section 50.  Attorney-mediators.
22        (a)  An  attorney  may  act  as  a  mediator for multiple
23    parties in a dispute if:
24             (1)  the  attorney-mediator  clearly   informs   the
25        parties  of  the  attorney-mediator's role as a mediator,
26        including the confidentiality of  the  process,  and  the
27        parties consent in writing to this arrangement;
28             (2)  the  attorney-mediator defines the legal issues
29        to the parties only in the presence of all parties to the
30        matter;
31             (3)  the attorney-mediator  advises  and  encourages
32        the  parties  to seek independent legal advice before the
33        parties execute any settlement agreement drafted  by  the
                            -9-                LRB9003343LDdv
 1        attorney-mediator;
 2             (4)  the  attorney-mediator  has not represented one
 3        of the parties beforehand in a matter that is the subject
 4        of the mediation;
 5             (5)  the attorney-mediator does not act on behalf of
 6        any party in court nor represent one  party  against  the
 7        other    in    any    related   matter.    However,   the
 8        attorney-mediator may act as  an  attorney  for  a  party
 9        after  the  completion  of  the  mediation process if the
10        subsequent representation is clearly  distinct  from  the
11        mediated issues.
12        (b)  An   attorney-mediator   may   draft   a  settlement
13    agreement, but must advise and encourage the parties to  seek
14    independent legal advice before executing it.
15        (c)  An  attorney-mediator  shall withdraw as mediator if
16    either  of  the  parties  so  requests,  or  if  any  of  the
17    conditions stated in subsection (a) are no longer  satisfied.
18    Upon  withdrawal, the attorney-mediator shall not continue to
19    act in any capacity on behalf of either of the parties in the
20    matter that was the subject of the mediation.
21        (d)  An attorney acting as a mediator is  not  the  legal
22    representative  of  either  of  the  parties  and there is no
23    attorney-client relationship  between  the  parties  and  the
24    attorney-mediator.
25        Section 195.  The Regulatory Agency Sunset Act is amended
26    by adding Section 4.18 as follows:
27        (5 ILCS 80/4.18 new)
28        Sec.  4.18.   Act  repealed  on  January  1,  2008.   The
29    following Act is repealed on January 1, 2008:
30        The Divorce Mediator Certification Act.

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