State of Illinois
91st General Assembly
Legislation

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91_HB4448

 
                                              LRB9107922LDcsB

 1        AN  ACT  concerning  education  and  training  of alcohol
 2    beverage servers and sellers.

 3        Be it enacted by the People of  the  State  of  Illinois,
 4    represented in the General Assembly:

 5        Section  5.   The  Alcoholism  and  Other  Drug Abuse and
 6    Dependency Act  is  amended  by  changing  Section  15-10  as
 7    follows:

 8        (20 ILCS 301/15-10)
 9        Sec.  15-10.  Licensure categories.  No person or program
10    may provide the services or conduct the activities  described
11    in  this  Section  without first obtaining a license therefor
12    from the Department.  The Department shall, by rule,  provide
13    licensure  requirements  for each of the following categories
14    of service:
15             (a)  residential treatment for alcoholism and  other
16        drug abuse and dependency.
17             (b)  outpatient  treatment  for alcoholism and other
18        drug abuse and dependency.
19             (c)  the screening, assessment, referral or tracking
20        of clients identified by the criminal justice  system  as
21        having  indications  of alcoholism or other drug abuse or
22        dependency.
23             (d)  D.U.I. evaluation services for Illinois  courts
24        and the Secretary of State.
25             (e)  D.U.I. remedial education services for Illinois
26        courts or the Secretary of State.
27             (f)  persons  providing  education  and  training to
28        beverage alcohol servers and sellers, as defined  by  the
29        Department.
30        The  Department may, under procedures established by rule
31    and upon a showing of good cause for  such,  exempt  off-site
 
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 1    services  from  having  to  obtain  a  separate  license  for
 2    services  conducted  away from the provider's primary service
 3    location.
 4    (Source: P.A. 88-80.)

 5        Section 10.  The Liquor Control Act of 1934 is amended by
 6    changing Sections 3-12 and 6-27 as follows:

 7        (235 ILCS 5/3-12) (from Ch. 43, par. 108)
 8        Sec. 3-12.  Powers and duties of State Commission.
 9        (a)  The  State  commission  shall  have  the   following
10    powers, functions and duties:
11        (1)  To  receive  applications  and  to issue licenses to
12    manufacturers,  foreign  importers,  importing  distributors,
13    distributors, non-resident dealers,  on  premise  consumption
14    retailers, off premise sale retailers, special event retailer
15    licensees,   special  use  permit  licenses,  auction  liquor
16    licenses, brew pubs, caterer retailers,  non-beverage  users,
17    railroads,  including  owners and lessees of sleeping, dining
18    and cafe cars, airplanes, boats, brokers,  and  wine  maker's
19    retail  licensees  in  accordance with the provisions of this
20    Act, and to suspend or revoke such licenses  upon  the  State
21    commission's determination, upon notice after hearing, that a
22    licensee  has  violated any provision of this Act or any rule
23    or regulation issued pursuant thereto and in  effect  for  30
24    days prior to such violation.
25        In   lieu  of  suspending  or  revoking  a  license,  the
26    commission may impose a fine,  upon  the  State  commission's
27    determination  and  notice after hearing, that a licensee has
28    violated any provision of this Act or any rule or  regulation
29    issued  pursuant  thereto  and in effect for 30 days prior to
30    such violation.  The fine imposed under  this  paragraph  may
31    not  exceed  $500  for  each  violation.   Each  day that the
32    activity, which gave rise to the original fine, continues  is
 
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 1    a  separate  violation.   The maximum fine that may be levied
 2    against any licensee, for the period of  the  license,  shall
 3    not  exceed  $20,000. The maximum penalty that may be imposed
 4    on a licensee for selling a bottle of alcoholic liquor with a
 5    foreign object in it or serving from a  bottle  of  alcoholic
 6    liquor  with  a foreign object in it shall be the destruction
 7    of that bottle of alcoholic liquor for the first  10  bottles
 8    so  sold  or  served  from by the licensee.  For the eleventh
 9    bottle  of  alcoholic  liquor  and  for  each  third   bottle
10    thereafter sold or served from by the licensee with a foreign
11    object  in it, the maximum penalty that may be imposed on the
12    licensee is the destruction of the bottle of alcoholic liquor
13    and a fine of up to $50.
14        (2)  To adopt such rules and regulations consistent  with
15    the  provisions of this Act which shall be necessary to carry
16    on its functions and duties  to  the  end  that  the  health,
17    safety  and  welfare  of  the People of the State of Illinois
18    shall be protected  and  temperance  in  the  consumption  of
19    alcoholic  liquors  shall  be  fostered  and  promoted and to
20    distribute copies  of  such  rules  and  regulations  to  all
21    licensees affected thereby.
22        (3)  To call upon other administrative departments of the
23    State,  county  and  municipal  governments,  county and city
24    police departments and upon  prosecuting  officers  for  such
25    information  and  assistance  as  it  deems  necessary in the
26    performance of its duties.
27        (4)  To  recommend  to  local  commissioners  rules   and
28    regulations,   not   inconsistent   with  the  law,  for  the
29    distribution and sale of  alcoholic  liquors  throughout  the
30    State.
31        (5)  To  inspect,  or cause to be inspected, any premises
32    in this  State  where  alcoholic  liquors  are  manufactured,
33    distributed, warehoused, or sold.
34        (5.1)  Upon   receipt  of  a  complaint  or  upon  having
 
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 1    knowledge that  any  person  is  engaged  in  business  as  a
 2    manufacturer, importing distributor, distributor, or retailer
 3    without  a  license  or  valid  license,  to notify the local
 4    liquor  authority,  file  a  complaint   with   the   State's
 5    Attorney's  Office of the county where the incident occurred,
 6    or  initiate  an  investigation  with  the  appropriate   law
 7    enforcement officials.
 8        (5.2)  To  issue  a  cease  and  desist notice to persons
 9    shipping alcoholic  liquor  into  this  State  from  a  point
10    outside of this State if the shipment is in violation of this
11    Act.
12        (5.3)  To   receive   complaints  from  licensees,  local
13    officials,  law  enforcement  agencies,  organizations,   and
14    persons  stating  that  any licensee has been or is violating
15    any provision of this Act or the rules and regulations issued
16    pursuant to this Act.  Such complaints shall be  in  writing,
17    signed  and  sworn to by the person making the complaint, and
18    shall state with specificity the facts  in  relation  to  the
19    alleged  violation.  If the Commission has reasonable grounds
20    to  believe  that  the  complaint  substantially  alleges   a
21    violation  of  this  Act  or  rules  and  regulations adopted
22    pursuant to this Act, it shall conduct an investigation.  If,
23    after  conducting  an  investigation,   the   Commission   is
24    satisfied  that  the  alleged  violation  did occur, it shall
25    proceed with disciplinary  action  against  the  licensee  as
26    provided in this Act.
27        (6)  To hear and determine appeals from orders of a local
28    commission  in accordance with the provisions of this Act, as
29    hereinafter set forth. Hearings under this  subsection  shall
30    be  held  in Springfield or Chicago, at whichever location is
31    the more convenient for  the  majority  of  persons  who  are
32    parties to the hearing.
33        (7)  The  commission  shall  establish uniform systems of
34    accounts to be kept by all retail licensees having more  than
 
                            -5-               LRB9107922LDcsB
 1    4 employees, and for this purpose the commission may classify
 2    all  retail  licensees  having  more  than  4  employees  and
 3    establish  a  uniform  system  of accounts for each class and
 4    prescribe the manner in which such accounts  shall  be  kept.
 5    The commission may also prescribe the forms of accounts to be
 6    kept  by  all  retail licensees having more than 4 employees,
 7    including  but  not  limited  to  accounts  of  earnings  and
 8    expenses and any distribution, payment, or other distribution
 9    of earnings or assets,  and  any  other  forms,  records  and
10    memoranda  which  in  the  judgment  of the commission may be
11    necessary or appropriate to carry out any of  the  provisions
12    of this Act, including but not limited to such forms, records
13    and  memoranda as will readily and accurately disclose at all
14    times  the  beneficial  ownership  of  such  retail  licensed
15    business.  The accounts, forms, records and  memoranda  shall
16    be  available  at  all  reasonable  times  for  inspection by
17    authorized representatives of the State commission or by  any
18    local  liquor  control  commissioner or his or her authorized
19    representative. The  commission,  may,  from  time  to  time,
20    alter,  amend  or  repeal,  in  whole or in part, any uniform
21    system of  accounts,  or  the  form  and  manner  of  keeping
22    accounts.
23        (8)  In  the conduct of any hearing authorized to be held
24    by the commission, to examine, or cause to be examined, under
25    oath, any licensee, and to examine or cause  to  be  examined
26    the books and records of such licensee; to hear testimony and
27    take  proof  material for its information in the discharge of
28    its  duties  hereunder;  to  administer  or   cause   to   be
29    administered  oaths;  and  for  any  such  purpose  to  issue
30    subpoena  or subpoenas to require the attendance of witnesses
31    and the production of books, which shall be effective in  any
32    part of this State.
33        Any  Circuit Court may by order duly entered, require the
34    attendance of witnesses and the production of relevant  books
 
                            -6-               LRB9107922LDcsB
 1    subpoenaed  by  the State commission and the court may compel
 2    obedience to its order by proceedings for contempt.
 3        (9)  To  investigate  the  administration  of   laws   in
 4    relation  to  alcoholic  liquors in this and other states and
 5    any foreign countries, and to recommend from time to time  to
 6    the  Governor  and  through  him or her to the legislature of
 7    this State, such amendments to this Act, if any,  as  it  may
 8    think  desirable  and  as  will  serve to further the general
 9    broad purposes contained in Section 1-2 hereof.
10        (10)  To adopt such rules and regulations consistent with
11    the provisions of this Act which shall be necessary  for  the
12    control, sale or disposition of alcoholic liquor damaged as a
13    result  of  an  accident, wreck, flood, fire or other similar
14    occurrence.
15        (11)  To develop industry educational programs related to
16    responsible serving and selling, particularly in the areas of
17    overserving consumers and  illegal  underage  purchasing  and
18    consumption of alcoholic beverages.
19        (11.1)  To   license   persons  providing  education  and
20    training to alcohol beverage sellers and  servers  under  the
21    Beverage  Alcohol  Sellers and Servers Education and Training
22    (BASSET) programs and to  develop  and  administer  a  public
23    awareness  program  in  Illinois  to  reduce or eliminate the
24    illegal  purchase  and  consumption  of  alcoholic   beverage
25    products  by  persons under the age of 21.  Application for a
26    license  shall  be  made  on  forms  provided  by  the  State
27    Commission.
28        (12)  To develop and maintain a repository of license and
29    regulatory information.
30        (13)  On or before January 15, 1994, the Commission shall
31    issue a written report to the Governor and  General  Assembly
32    that is to be based on a comprehensive study of the impact on
33    and implications for the State of Illinois of Section 1926 of
34    the  Federal  ADAMHA  Reorganization  Act of 1992 (Public Law
 
                            -7-               LRB9107922LDcsB
 1    102-321).  This study  shall  address  the  extent  to  which
 2    Illinois  currently  complies  with  the  provisions  of P.L.
 3    102-321 and the rules promulgated pursuant thereto.
 4        As part of its report, the Commission shall  provide  the
 5    following essential information:
 6             (i)  the  number  of  retail distributors of tobacco
 7        products, by type and geographic area, in the State;
 8             (ii)  the   number   of   reported   citations   and
 9        successful convictions, categorized by type and  location
10        of  retail  distributor,  for  violation  of  the Sale of
11        Tobacco  to  Minors  Act  and   the   Smokeless   Tobacco
12        Limitation Act;
13             (iii)  the    extent   and   nature   of   organized
14        educational and governmental activities that are intended
15        to promote, encourage or otherwise secure compliance with
16        any Illinois laws that prohibit the sale or  distribution
17        of tobacco products to minors; and
18             (iv)  the   level  of  access  and  availability  of
19        tobacco products to individuals under the age of 18.
20        To  obtain  the  data  necessary  to  comply   with   the
21    provisions  of  P.L.  102-321  and  the  requirements of this
22    report, the  Commission  shall  conduct  random,  unannounced
23    inspections    of   a   geographically   and   scientifically
24    representative  sample  of   the   State's   retail   tobacco
25    distributors.
26        The  Commission  shall  consult  with  the  Department of
27    Public Health, the Department of Human Services, the Illinois
28    State Police and  any  other  executive  branch  agency,  and
29    private  organizations  that may have information relevant to
30    this report.
31        The Commission  may  contract  with  the  Food  and  Drug
32    Administration  of  the  U.S.  Department of Health and Human
33    Services to conduct unannounced  investigations  of  Illinois
34    tobacco  vendors  to  determine  compliance with federal laws
 
                            -8-               LRB9107922LDcsB
 1    relating to the illegal  sale  of  cigarettes  and  smokeless
 2    tobacco products to persons under the age of 18.
 3        (b)  On  or  before  April 30, 1999, the Commission shall
 4    present a written report to  the  Governor  and  the  General
 5    Assembly that shall be based on a study of the impact of this
 6    amendatory  Act  of  1998  on  the  business  of  soliciting,
 7    selling,  and  shipping alcoholic liquor from outside of this
 8    State directly to residents of this State.
 9        As part of its report, the Commission shall  provide  the
10    following information:
11             (i)  the  amount  of  State  excise  and  sales  tax
12        revenues  generated as a result of this amendatory Act of
13        1998;
14             (ii)  the amount of licensing  fees  received  as  a
15        result of this amendatory Act of 1998;
16             (iii)  the number of reported violations, the number
17        of cease and desist notices issued by the Commission, the
18        number  of notices of violations issued to the Department
19        of Revenue, and the number of notices and  complaints  of
20        violations to law enforcement officials.
21    (Source: P.A. 90-9, eff. 7-1-97; 90-432, eff. 1-1-98; 90-655,
22    eff. 7-30-98; 90-739, eff. 8-13-98; 91-553, eff. 8-14-99.)

23        (235 ILCS 5/6-27) (from Ch. 43, par. 144c)
24        Sec.  6-27.   Licensing  of  seller  and server education
25    programs.
26        (a)  Any program designed to educate or  train  employees
27    who  sell  or serve alcoholic beverages at retail to identify
28    and address persons displaying problems with  alcohol  misuse
29    or abuse shall be licensed by the State Commission Department
30    of Human Services.
31        (b)  A  seller  and  server  education program license in
32    effect on the effective date of this amendatory  Act  of  the
33    91st  General  Assembly shall remain in effect until June 30,
 
                            -9-               LRB9107922LDcsB
 1    2000.
 2    (Source: P.A. 89-507, eff. 7-1-97.)

 3        Section 99.  Effective date.  This Act takes effect  upon
 4    becoming law.

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