HB3512 - 104th General Assembly


 


 
104TH GENERAL ASSEMBLY
State of Illinois
2025 and 2026
HB3512

 

Introduced 2/18/2025, by Rep. Kam Buckner

 

SYNOPSIS AS INTRODUCED:
 
210 ILCS 85/10.9
210 ILCS 85/10.15 new
210 ILCS 85/10.20 new
210 ILCS 85/10.25 new
210 ILCS 85/10.30 new

    Amends the Hospital Licensing Act. Requires hospitals licensed under the Act to employ and schedule enough hospital workers to provide quality patient care and ensure patient safety. Establishes requirements concerning the reporting of staffing metrics for hospitals and the Department of Public Health. Sets forth provisions concerning competency validation credentials for each hospital worker hired; assignment despite objection forms and procedures; and an assignment despite objection resolution process. Provides that a hospital may not assign a certified nursing assistant or patient care technician to more than 7 patients at a time during a day or evening shift or more than 11 patients at a time during a night shift. Sets forth provisions concerning direct-care registered nurse-to-patient staffing ratios and deviations from the ratio; complaint procedures; the Department's duties concerning complaints; meal and rest periods; investigations for violating staffing requirements; penalties and violations; recordkeeping requirements of a hospital; and rulemaking by the Department.


LRB104 09276 BAB 19334 b

 

 

A BILL FOR

 

HB3512LRB104 09276 BAB 19334 b

1    AN ACT concerning regulation.
 
2    Be it enacted by the People of the State of Illinois,
3represented in the General Assembly:
 
4    Section 5. The Hospital Licensing Act is amended by
5changing Section 10.9 and by adding Sections 10.15, 10.20,
610.25, and 10.30 as follows:
 
7    (210 ILCS 85/10.9)
8    Sec. 10.9. Hospital worker Nurse mandated overtime
9prohibited.
10    (a) Definitions. As used in this Section:
11    "Hospital worker" means any person who receives an hourly
12wage directly or indirectly via a subcontractor by a hospital
13licensed under this Act.
14    "Mandated overtime" means work that is required by the
15hospital in excess of an agreed-to, predetermined work shift.
16Time spent by nurses required to be available as a condition of
17employment in specialized units, such as surgical nursing
18services, shall not be counted or considered in calculating
19the amount of time worked for the purpose of applying the
20prohibition against mandated overtime under subsection (b).
21    "Nurse" means any advanced practice registered nurse,
22registered professional nurse, or licensed practical nurse, as
23defined in the Nurse Practice Act, who receives an hourly wage

 

 

HB3512- 2 -LRB104 09276 BAB 19334 b

1and has direct responsibility to oversee or carry out nursing
2care. For the purposes of this Section, "advanced practice
3registered nurse" does not include a certified registered
4nurse anesthetist who is primarily engaged in performing the
5duties of a nurse anesthetist.
6    "Subcontractor" means any entity, including an individual
7or individuals, that contracts with a hospital licensed under
8this Act to supply a service. "Subcontractor" includes an
9organization that, to a significant extent, is associated or
10affiliated with, owns or is owned by, or has control of or is
11controlled by, the entity furnishing services to a hospital
12licensed under this Act.
13    "Unforeseen emergent circumstance" means (i) any declared
14national, State, or municipal disaster or other catastrophic
15event, or any implementation of a hospital's disaster plan,
16that will substantially affect or increase the need for health
17care services or (ii) any circumstance in which patient care
18needs require specialized nursing skills through the
19completion of a procedure. An "unforeseen emergent
20circumstance" does not include situations in which the
21hospital fails to have enough nursing staff to meet the usual
22and reasonably predictable patient care nursing needs of its
23patients.
24    (b) Mandated overtime prohibited. No hospital worker nurse
25may be required to work mandated overtime except in the case of
26an unforeseen emergent circumstance when such overtime is

 

 

HB3512- 3 -LRB104 09276 BAB 19334 b

1required only as a last resort. Such mandated overtime shall
2not exceed 4 hours beyond an agreed-to, predetermined work
3shift.
4    (c) Rest period required Off-duty period. When a hospital
5worker nurse is mandated to work up to 12 consecutive hours,
6the hospital worker nurse must be allowed at least 8
7consecutive hours of off-duty time off immediately following
8the completion of a shift.
9    (d) Retaliation prohibited. No hospital may discipline,
10discharge, or take any other adverse employment action against
11a hospital worker nurse solely because the hospital worker
12nurse refused to work mandated overtime as prohibited under
13subsection (b).
14    (e) Violations. Any employee of a hospital that is subject
15to this Act may file a complaint with the Department of Public
16Health regarding an alleged violation of this Section. The
17complaint must be filed within 45 days following the
18occurrence of the incident giving rise to the alleged
19violation. The Department must forward notification of the
20alleged violation to the hospital in question within 3
21business days after the complaint is filed. Upon receiving a
22complaint of a violation of this Section, the Department may
23take any action authorized under Section 7 or 9 of this Act.
24    (f) Proof of violation. Any violation of this Section must
25be proved by clear and convincing evidence that a hospital
26worker nurse was required to work overtime against the

 

 

HB3512- 4 -LRB104 09276 BAB 19334 b

1hospital worker's his or her will. The hospital may defeat the
2claim of a violation by presenting clear and convincing
3evidence that an unforeseen emergent circumstance, which
4required overtime work, existed at the time the employee was
5required or compelled to work.
6(Source: P.A. 100-513, eff. 1-1-18.)
 
7    (210 ILCS 85/10.15 new)
8    Sec. 10.15. Additional staffing transparency and reporting
9requirements.
10    (a) Definitions. As used in this Section:
11    "Hospital worker" means any person who receives an hourly
12wage directly or indirectly via a subcontractor by a hospital
13licensed under this Act.
14    "Staffing metric" means any tool used by hospital
15management to determine safe staffing levels in a patient care
16or support services unit.
17    "Subcontractor" means any entity, including an individual
18or individuals, that contracts with a hospital licensed under
19this Act to supply a service. "Subcontractor" includes an
20organization that, to a significant extent, is associated or
21affiliated with, owns or is owned by, or has control of or is
22controlled by, the entity furnishing services to a hospital
23licensed under this Act.
24    "Unit' means a functional division of a hospital that
25provides patient care or support services.

 

 

HB3512- 5 -LRB104 09276 BAB 19334 b

1    (b) Hospitals licensed under this Act must employ and
2schedule enough hospital workers to provide quality patient
3care and ensure patient safety.
4    (c) In order to ensure compliance with safe staffing
5practices, hospitals licensed under this Act must make
6available upon request all the staffing matrices or other
7staffing metrics used to assess and maintain safe staffing
8levels for hospital workers in each unit.
9    (d) A hospital must share with the Department at the
10beginning of each calendar year any and all staffing matrices,
11staffing metrics, and underlying materials used to determine
12the metrics.
13    (e) The Department shall produce an annual report based on
14staffing disclosures required under this Section beginning the
15first year after the effective date of this amendatory Act of
16the 104th General Assembly.
17    (f) The Department shall make recommendations for minimum
18staffing standards for hospital workers in each hospital unit
19based on the information collected via this Section.
 
20    (210 ILCS 85/10.20 new)
21    Sec. 10.20. Hospital worker competency validation and
22assignment despite objection.
23    (a) Findings. The General Assembly finds that:
24        (1) The State of Illinois has an obligation to ensure
25    hospitals provide quality patient care.

 

 

HB3512- 6 -LRB104 09276 BAB 19334 b

1        (2) Numerous studies have linked patient outcomes,
2    including in-hospital mortality rates, to hospital worker
3    staffing.
4        (3) Despite the preponderance of evidence that
5    adequate staffing improves patient outcomes, hospitals in
6    Illinois and elsewhere too often systemically and
7    intentionally understaff to maximize profit, even at the
8    expense of quality patient care.
9        (4) The COVID-19 pandemic both exposed and exacerbated
10    these unsafe staffing practices.
11        (5) The State asserts that, based on their
12    demonstrated competencies and training, hospital workers
13    are best positioned to identify unsafe conditions that
14    jeopardize quality patient care, especially short
15    staffing.
16        (6) Hospitals perform competency validations and
17    ongoing verifications to ensure hospital workers know how
18    to perform their jobs safely and to identify unsafe
19    practices, including short staffing.
20        (7) The State should require hospitals to affirm that
21    hospital workers have received the necessary training to
22    safely perform their work via competency validations and
23    ongoing verification, and empower these hospital workers
24    to identify and formally object to unsafe working
25    conditions, including short staffing. (8) To facilitate
26    this, the State should create a dispute resolution process

 

 

HB3512- 7 -LRB104 09276 BAB 19334 b

1    for hospital workers to formally object to unsafe working
2    conditions.
3    (b) Definitions. As used in this Section:
4    "Assignment despite objection" means a formal process by
5which hospital workers notify management when they receive an
6assignment that, based on their training, is potentially
7unsafe.
8    "Competent employee" means a hospital worker whose
9employer has received a competency validation or ongoing
10verification during a given calendar year.
11    "Competency validation" means a determination based on a
12hospital worker's satisfactory performance of each specific
13element of their job description and of specific requirements
14of the unit in which they are employed in a safe and ethical
15manner.
16    "Hospital worker" means any person who receives an hourly
17wage, directly or indirectly via a subcontractor, by a
18hospital licensed under this Act.
19    "Ongoing verification" means an annual redetermination
20based on a hospital worker's satisfactory performance of each
21specific element of their job description and the specific
22requirements of the unit in which they are employed in a safe
23and ethical manner.
24    "Subcontractor" means any entity, including an individual
25or individuals, that contracts with a hospital licensed under
26this Act to supply a service. "Subcontractor" includes an

 

 

HB3512- 8 -LRB104 09276 BAB 19334 b

1organization that, to a significant extent, is associated or
2affiliated with, owns or is owned by, or has control of or is
3controlled by, the entity furnishing services to a hospital
4licensed under this Act.
5    (c) Competency validation credential.
6        (1) Hospitals licensed under this Act shall conduct a
7    competency validation for each hospital worker hired, as a
8    condition of employment, within the first month of
9    employment and at no cost to the new hire.
10        (2) The competency validation formally affirms the
11    hospital has adequately trained a hospital worker to
12    perform all aspects of their job safely and to identify
13    unsafe conditions, including inadequate staffing.
14        (3) Hospitals must submit documentation of each
15    hospital worker's competency validation to the Department
16    within 2 weeks of the hospital worker's start date.
17        (4) Hospitals licensed under this Act shall also
18    conduct an ongoing verification for each hospital worker
19    employed during a given calendar year to determine each
20    hospital worker's continued competency to perform their
21    job. The hospitals shall submit documentation of each
22    hospital worker's ongoing verification to the Department
23    within 2 weeks of completion.
24        (5) Hospitals licensed under this Act shall submit a
25    list of all competent employees currently employed at the
26    end of each calendar year.

 

 

HB3512- 9 -LRB104 09276 BAB 19334 b

1        (6) The Department shall maintain, and make available
2    to the public, a registry of all competent employees that
3    includes the hospital worker's name, address, contact
4    information, and current employer.
5        (7) Hospital employers that fail to comply with the
6    requirements of this Section shall receive a fine equal to
7    0.1% of annual revenue reported during the most recently
8    completed fiscal year each day until the hospital complies
9    with the law.
10    (d) Assignment despite objection.
11        (1) A hospital licensed under this Act must create an
12    assignment despite objection form that is applicable and
13    accessible to all hospital workers that enables the
14    hospital workers to formally object to unsafe working
15    conditions (including unsafe staffing levels) and shifts
16    liability for the unsafe working conditions to the
17    hospital.
18        (2) The assignment despite objection form must include
19    the following language: "This is to confirm that I
20    notified you that, in my professional judgment derived
21    from my competency validation, today's assignment is
22    unsafe and places patients at risk. As a result, the
23    facility is responsible for any adverse effects on patient
24    care."
25        (3) A hospital must retain a copy of each assignment
26    despite objection form and provide copies to the hospital

 

 

HB3512- 10 -LRB104 09276 BAB 19334 b

1    worker's union (where relevant) and the Department.
2    Hospitals must provide a report of all assignment despite
3    objection forms filed annually at the end of each Calendar
4    Year and maintain these records for a minimum of 5 years.
5        (4) A hospital must not retaliate against hospital
6    workers for filing an assignment despite objection form or
7    for reporting or objecting to unsafe conditions.
8    (e) Resolution process.
9        (1) A hospital must develop a transparent, fair, and
10    expedient assignment despite objection resolution process
11    for all hospital workers either via collective bargaining
12    or in accordance with the Department process described in
13    paragraph (3).
14        (2) Hospital workers currently covered by a collective
15    bargaining agreement that includes an assignment despite
16    objection resolution process shall abide by the process
17    included in the collective bargaining agreement.
18        (3) Hospital workers not covered by a collective
19    bargaining agreement that includes an assignment despite
20    objection resolution process may use the Department's
21    resolution process. The Department's resolution process
22    for an assignment despite objection shall be as follows:
23            (A) Step 1: The objecting hospital worker shall
24        make a good faith effort to inform their manager or
25        supervisor at the time of the objection to assignment.
26            (B) Step 2: If the manager or supervisor fails to

 

 

HB3512- 11 -LRB104 09276 BAB 19334 b

1        resolve the unsafe situation to the reporting hospital
2        worker's satisfaction, the hospital worker shall then
3        complete an assignment despite objection form and
4        submit a copy to the manager or supervisor, submit a
5        copy to the representative organization if covered by
6        a collective bargaining agreement, and keep a copy for
7        the hospital worker's records.
8            (C) Hospital management must respond in writing to
9        the assignment despite objection within one week of
10        its receipt and shall provide a copy of the response to
11        the hospital worker's representative organization if
12        the hospital worker is covered by a collective
13        bargaining agreement.
14            (D) Should the affected hospital worker(s) be
15        unsatisfied with the management's response, the
16        hospital must convene a Safety Review Panel composed
17        of 3 representatives selected by the hospital and 3
18        representatives selected by hospital workers via a
19        transparent democratic process (the hospital workers'
20        representatives need not be hospital employees). The
21        panel shall attempt to resolve the dispute within 15
22        days of referral, unless extended by mutual consent.
23            (E) In the event the Safety Review Panel cannot
24        resolve the dispute within 15 days of referral, the
25        Department shall appoint a mutually agreed upon
26        third-party neutral to assist in resolving the

 

 

HB3512- 12 -LRB104 09276 BAB 19334 b

1        dispute. The third-party neutral shall make a binding
2        decision to resolve the dispute.
3        (4) Hospital employers that refuse to honor the
4    Department's assignment despite objection resolution
5    process shall receive a fine equal to 0.1% of annual
6    revenue reported each day during the most recently
7    completed fiscal year until the hospital complies with the
8    resolution process.
9        (5) The Department shall create a Hospital Safety
10    Advocate position responsible for enforcing the new
11    competency credentialing and assignment despite objection
12    requirements and developing additional rules, as needed.
 
13    (210 ILCS 85/10.25 new)
14    Sec. 10.25. Certified nursing assistant & patient care
15technician to patient ratios. A hospital may not assign a
16certified nursing assistant or patient care technician to more
17than 7 patients at a time during a day or evening shift or more
18than 11 patients at a time during a night shift.
 
19    (210 ILCS 85/10.30 new)
20    Sec. 10.30. Direct-care registered nurse-to-patient
21staffing ratios.
22    (a) Definitions. As used in this Section:
23    "Charge nurse" means a direct-care registered nurse who
24coordinates patient care responsibilities among nurses in a

 

 

HB3512- 13 -LRB104 09276 BAB 19334 b

1hospital unit.
2    "Clinical care staff" means individuals who are licensed
3or certified by the State and who provide direct care.
4    "Direct care" means any care provided by a licensed or
5certified member of the hospital staff that is within the
6scope of the license or certification of the member.
7    "Direct-care staff" means any of the following who are
8routinely assigned to patient care and are replaced when they
9are absent:
10        (1) registered nurses, including registered nurses
11    that do not assume primary responsibility for a patient's
12    care but have responsibility for consulting on patient
13    care;
14        (2) licensed practical nurses; or
15        (3) certified nursing assistants.
16        "Exclusive bargaining representative" means a labor
17    organization that is:
18            (1) certified as an exclusive representative by
19        the National Labor Relations Board; or
20            (2) certified as an exclusive representative by
21        the Employment Relations Board.
22        "Intensive care unit" means a unit of a hospital that
23    provides care to critically ill patients who require
24    advanced treatments, such as mechanical ventilation,
25    vasoactive infusions, continuous renal replacement
26    treatment, or who require frequent assessment and

 

 

HB3512- 14 -LRB104 09276 BAB 19334 b

1    monitoring.
2        "Intermediate care unit" means a unit of a hospital
3    that provides progressive care, intensive specialty care,
4    or step-down care.
5        "Medical-surgical unit" means an inpatient unit in
6    which general medical or post-surgical level of care is
7    provided, excluding critical care units and any units
8    referred to in this Section.
9        "Progressive care" means care provided to hospital
10    patients who need more monitoring and assessment than
11    patients on the medical-surgical units but whose
12    conditions are not so unstable that they require care in
13    an intensive care unit.
14        "Step-down care" means care for patients transitioning
15    out of the intensive care unit who require more care and
16    attention than patients in a hospital's medical-surgical
17    units.
18        "Valid complaint" means a complaint containing an
19    allegation that, if assumed to be true, is a violation of
20    this Section.
21    (b) With respect to direct-care registered nurses, a
22hospital must ensure that at all times:
23        (1) In an emergency department:
24            (A) a direct-care registered nurse is assigned to
25        not more than one trauma patient; and
26            (B) the ratio of direct-care registered nurses to

 

 

HB3512- 15 -LRB104 09276 BAB 19334 b

1        patients averages no more than one-to-four over a
2        12-hour shift and a single direct-care registered
3        nurse may not be assigned more than 5 patients at one
4        time. Direct-care registered nurses assigned to trauma
5        patients may not be taken into account in determining
6        the average ratio.
7        (2) In an intensive care unit, a direct-care
8    registered nurse is assigned to no more than 2 patients.
9        (3) In a labor and delivery unit, a direct-care
10    registered nurse is assigned to no more than:
11            (A) 2 patients if the patients are not in active
12        labor or experiencing complications; or
13            (B) One patient if the patient is in active labor
14        or if the patient is at any stage of labor and is
15        experiencing complications.
16        (4) In a postpartum, antepartum, and well-baby
17    nursery, a direct-care registered nurse is assigned to no
18    more than 6 patients, counting mother and baby each as
19    separate patients.
20        (5) In a mother-baby unit, a direct-care registered
21    nurse is assigned to no more than 8 patients, counting
22    mother and baby each as separate patients.
23        (6) In an operating room, a direct-care registered
24    nurse is assigned to no more than one patient.
25        (7) In an oncology unit, a direct-care registered
26    nurse is assigned to no more than 4 patients.

 

 

HB3512- 16 -LRB104 09276 BAB 19334 b

1        (8) In a post-anesthesia care unit, a direct-care
2    registered nurse is assigned to no more than 2 patients.
3        (9) In an intermediate care unit, a direct-care
4    registered nurse is assigned to no more than 3 patients.
5        (10) In a medical-surgical unit, a direct-care
6    registered nurse is assigned to no more than 5 patients.
7        (11) In a cardiac telemetry unit, a direct-care
8    registered nurse is assigned to no more than 4 patients.
9        (12) In a pediatric unit, a direct-care registered
10    nurse is assigned to no more than 4 patients.
11    (c) Notwithstanding subsection (b), the direct-care
12registered nurse-to-patient ratio for an individual patient
13shall be based on a licensed independent practitioner's
14classification of the patient, as indicated in the patient's
15medical record, regardless of the unit where the patient is
16being cared for.
17    (d) With the approval of a majority of the members of the
18hospital nurse staffing committee, a unit can deviate from the
19direct-care registered nurse-to-patient ratios in subsection
20(b), in pursuit of innovative care models that were considered
21by the committee, by allowing other clinical care staff to
22constitute up to 50% of the registered nurses needed to comply
23with the applicable nurse-to-patient ratio. Staffing in an
24innovative care model must be reapproved by the committee
25every 2 years.
26    (e) A hospital shall provide for meal breaks and rest

 

 

HB3512- 17 -LRB104 09276 BAB 19334 b

1breaks in accordance with all rules and applicable laws.
2    (f) Each hospital unit may deviate, except with respect to
3meal breaks and rest breaks, from the applicable direct-care
4registered nurse-to-patient ratios under this Section, within
5a period of 12 consecutive hours, no more than 6 times during a
6rolling 30-day period, without being in violation of the nurse
7staffing plan. The unit manager must notify the hospital nurse
8staffing committee no later than 10 days after each deviation.
9Each subsequent deviation during the 30-day period constitutes
10a separate violation under Section 90.
11    (g) A hospital may not require a direct-care registered
12nurse to be assigned to more patients than as specified in this
13Section or in the nurse staffing plan approved by the hospital
14nurse staffing committee, as applicable.
15    (h) A charge nurse may:
16        (1) take patient assignments, including patient
17    assignments taken for the purpose of covering staff who
18    are on meal breaks or rest breaks, in units with 10 or
19    fewer beds;
20        (2) take patient assignments, including patient
21    assignments taken for the purpose of covering staff who
22    are on meal breaks or rest breaks, in units with 11 or more
23    beds with the approval of the hospital nurse staffing
24    committee; and
25        (3) be taken into account in determining the
26    direct-care registered nurse-to-patient ratio during

 

 

HB3512- 18 -LRB104 09276 BAB 19334 b

1    periods when the charge nurse is taking patient
2    assignments under this Section.
3    (i) Complaint procedure; meal and rest periods.
4        (1) An employee or an exclusive bargaining
5    representative of an employee may enforce requirements for
6    meal periods and rest periods adopted by rule by the
7    Department by electing to file a complaint in one of the
8    following ways:
9            (A) with the Department under this Section; or
10            (B) with the Department under rules adopted under
11        this Section.
12        (2) Upon receipt of a complaint under this Section,
13    the Department shall proceed on the complaint in
14    accordance with this Section.
15        (3) The Department shall deem a complaint filed under
16    this subsection to be withdrawn if notified by an employer
17    that:
18            (A) the employer received a grievance filed by the
19        employer or an exclusive bargaining representative of
20        the employee alleging the same violation as the
21        violation alleged in a complaint filed under this
22        subsection; or
23            (B) the employee or the exclusive bargaining
24        representative of the employee has filed a civil
25        complaint against the employer alleging the same
26        violation as the violation alleged in a complaint

 

 

HB3512- 19 -LRB104 09276 BAB 19334 b

1        filed under this subsection.
2        (4) If the Department receives a complaint under
3    subsection (b) that was filed more than 60 days after the
4    date of the missed meal period or missed rest period
5    alleged in the complaint, the Department:
6            (A) shall dismiss the complaint; and
7            (B) may not investigate the complaint or take any
8        enforcement action with respect to the complaint.
9        (5) Following an investigation of a complaint filed
10    under subsection (b), if the Department determines that a
11    civil penalty is appropriate, the Department shall provide
12    to the hospital, to the cochairs of the nurse staffing
13    committee, and to the exclusive bargaining representative,
14    if any, a notice of the Department's intent to assess a
15    civil penalty of $200.
16        A civil penalty imposed under this Section:
17            (A) constitutes the liquidated damages of the
18        complainant for the missed meal period or rest period;
19            (B) may not be combined with a penalty assessed in
20        accordance with all applicable rules or laws;
21            (C) precludes any other penalty or remedy provided
22        by law for the violation found by the commissioner;
23        and
24            (D) becomes final if an application for hearing is
25        not requested in a timely manner.
26        (6) The liquidated damages imposed under this Section

 

 

HB3512- 20 -LRB104 09276 BAB 19334 b

1    shall be paid to the complainant no later than 15 business
2    days after the date on which the order becomes final by
3    operation of law or 15 days after the issuance of a
4    decision on appeal. A hospital shall provide the
5    commissioner proof of the payment of liquidated damages no
6    later than 30 days after making the payment.
7        (7) An employee's failure to file a complaint under
8    subsection (b) does not preclude the employee from
9    pursuing any other remedy otherwise available to the
10    employee under any provision of law.
11        (8) Nothing in this Section creates a private cause of
12    action.
13    (j) The Department shall:
14        (1) implement a process for an employee or an
15    employee's exclusive bargaining representative to file a
16    complaint against a hospital under subsection (b) for
17    missed meal periods and rest periods.
18        (2) forward to the Department any complaint filed
19    under this Section no later than 14 days after the
20    complaint is filed; and
21        (3) no later than 30 days after receiving a complaint
22    under this Section, provide notice of the filing of the
23    complaint to the following:
24            (A) the hospital;
25            (B) the co-chairs of the nurse staffing committee
26        where applicable; and

 

 

HB3512- 21 -LRB104 09276 BAB 19334 b

1            (C) the exclusive bargaining representative, if
2        any, of the employee filing the complaint.
3    (k) Staffing investigations.
4        (1) For the purpose of ensuring compliance with all
5    applicable laws and rules, the Department shall:
6            (A) within 60 days after receiving a complaint
7        against a hospital for violating a provision of this
8        Section, conduct an on-site investigation of the
9        hospital; and
10            (B) within 60 days after issuing an order
11        requiring a hospital to implement a plan to correct a
12        violation of this Section, conduct an investigation of
13        the hospital to ensure compliance with the plan.
14        (2) When conducting an investigation of a hospital to
15    ensure compliance with this Section, the Department shall,
16    if the Department provides notice of the investigation to
17    the hospital, provide notice of the investigation to the
18    cochairs of the hospital nurse staffing committee and
19    other applicable laws and rules.
20        (3) Following an investigation conducted under this
21    Section, the Department shall provide a written report of
22    the Department's findings to the hospital and the cochairs
23    of the hospital nurse staffing committee.
24        (4) When conducting an investigation of a hospital to
25    ensure compliance with all applicable laws and rules, the
26    Department may:

 

 

HB3512- 22 -LRB104 09276 BAB 19334 b

1            (A) take evidence;
2            (B) take the depositions of witnesses in the
3        manner provided by law in civil cases;
4            (C) compel the appearance of witnesses in the
5        manner provided by law in civil cases;
6            (D) require answers to interrogatories; and
7            (E) compel the production of books, papers,
8        accounts, documents, and testimony pertaining to the
9        matter under investigation.
10    (l) Complaint procedures.
11        (1) As used in this Section, "valid complaint" means a
12    complaint containing an allegation that, if assumed to be
13    true, is a violation of this Section.
14        (2) To ensure compliance with all applicable laws and
15    rules, the Department shall:
16            (A) establish a method by which a hospital staff
17        person or an exclusive bargaining representative of a
18        hospital staff person may submit a complaint through
19        the Department's website regarding any violation of
20        this Section;
21            (B) no later than 14 days after receiving a
22        complaint, send a copy of the complaint to the
23        exclusive bargaining representative, if any, of the
24        staff person or staff persons who filed the complaint;
25            (C) no later than 30 days after receiving a valid
26        complaint of a violation of this Section, open an

 

 

HB3512- 23 -LRB104 09276 BAB 19334 b

1        investigation of the hospital and provide a notice of
2        the investigation to the hospital and the cochairs of
3        the nurse staffing committee established under this
4        Section, or other lawfully established committees, and
5        to the exclusive bargaining representative, if any, of
6        the staff person or staff persons filing the
7        complaint. The notice must include a summary of the
8        complaint that does not include the complainant's name
9        or the specific date, shift, or unit but does include
10        the calendar week in which the complaint arose;
11            (D) not later than 80 days after opening the
12        investigation, conclude the investigation and provide
13        a written report on the complaint to the hospital, the
14        cochairs of the nurse staffing committee, and the
15        exclusive bargaining representative, if any, of the
16        staff person or staff persons filing the complaint.
17        The report:
18                (i) shall include a summary of the complaint;
19                (ii) shall include the nature of the alleged
20            violation or violations;
21                (iii) shall include the Department's findings
22            and factual bases for the findings;
23                (iv) shall include other information the
24            Department determines is appropriate to include in
25            the report; and
26                (v) may not include the name of any

 

 

HB3512- 24 -LRB104 09276 BAB 19334 b

1            complainant, the name of any patient, or the names
2            of any individuals that the Department interviewed
3            in investigating the complaint;
4            (E) provide a notice of the civil penalty that
5        complies with all applicable laws and rules, and to
6        the hospital, the cochairs of the nurse staffing
7        committee, and the exclusive bargaining
8        representative, if any, of the staff person or staff
9        persons who filed the complaint if the Department
10        issues a warning or imposes one or more civil
11        penalties based on the report described in this
12        Section; and
13            (F) in determining whether to impose a civil
14        penalty, consider all relevant evidence, including,
15        but not limited to, witness testimony, written
16        documents, and the observations of the investigator.
17        (3) A hospital subject to a valid complaint shall
18    provide to the Department, no later than 20 days after
19    receiving the notice under of this Section:
20            (A) the staffing plan that is the subject of the
21        complaint;
22            (B) if relevant to the complaint, documents that
23        show the scheduled staffing and the actual staffing on
24        the unit that is the subject of the complaint during
25        the period of time specified in the complaint; and
26            (C) documents that show the actions described in

 

 

HB3512- 25 -LRB104 09276 BAB 19334 b

1        this Section, if any, that the hospital took to comply
2        with the staffing plan or to address the issue raised
3        by the complaint.
4        (4) In conducting an investigation, the Department
5    shall review any document:
6            (A) related to the complaint that is provided by
7        the exclusive bargaining representative that filed the
8        complaint or by the hospital staff person who filed
9        the complaint and the person's exclusive bargaining
10        representative, if any; and
11            (B) provided by the hospital in response to the
12        complaint.
13        (5) In conducting an investigation, the Department
14    may:
15            (A) make an on-site inspection of the unit that is
16        the subject of the complaint;
17            (B) interview a manager for the unit and any other
18        staff persons with information relevant to the
19        complaint;
20            (C) interview the cochairs of the nurse staffing
21        committee;
22            (D) interview the staff person or staff persons
23        who filed the complaint unless the individual declines
24        to be interviewed; and
25            (E) compel the production of books, papers,
26        accounts, documents, and testimony pertaining to the

 

 

HB3512- 26 -LRB104 09276 BAB 19334 b

1        complaint, other than documents that are privileged or
2        not otherwise subject to disclosure.
3        (6) A complaint by a hospital staff person or the
4    staff person's exclusive bargaining representative must be
5    filed no later than 60 days after the date of the violation
6    alleged in the complaint. The Department may not
7    investigate a complaint or take any enforcement action
8    with respect to a complaint that has not been filed
9    timely.
10    (m) Penalties.
11        (1) The Department shall impose civil penalties in the
12    manner provided for, or suspend or revoke a license of a
13    hospital, for a violation of any provision of this
14    Section. The Department shall adopt by rule a schedule
15    establishing the amount of civil penalty that may be
16    imposed for a violation of this Section when there is a
17    reasonable belief that safe patient care has been or may
18    be negatively impacted.
19        (2) The Department may suspend or revoke the license
20    of a hospital, in the manner provided by law or rule, for a
21    violation described in this Section.
22        (3) Each violation shall be considered a separate
23    violation and there is no limit on the number times that a
24    penalty may be imposed for repeated violations of the same
25    provision.
26        (4) The Department shall maintain for public

 

 

HB3512- 27 -LRB104 09276 BAB 19334 b

1    inspection records of any civil penalties or license
2    suspensions or revocations imposed on hospitals penalized
3    under this Section.
4    (n) Violations.
5        (1) Following the receipt of a complaint and
6    completion of an investigation described in this Section,
7    for a violation described in this Section, the Department
8    shall:
9            (A) issue a warning for the first violation in a
10        4-year period;
11            (B) impose a civil penalty of $1,750 for the
12        second violation of the same provision in a 4-year
13        period;
14        (2) impose a civil penalty of $2,500 for the third
15    violation of the same provision in a 4-year period; and
16        (3) impose a civil penalty of $5,000 for the fourth
17    and subsequent violations of the same provision in a
18    4-year period.
19        (4) The Department shall take the actions described in
20    paragraph (1) of this subsection for the following
21    violations by a hospital of this Section:
22            (A) failure to comply with the nurse-to-patient
23        staffing ratios prescribed in this Section;
24            (B) failure to comply with the staffing
25        requirements for certified nursing assistants in this
26        Section; or

 

 

HB3512- 28 -LRB104 09276 BAB 19334 b

1            (C) requiring a nursing staff, except as allowed
2        by applicable law or rule to work:
3                (i) beyond an agreed-upon prearranged shift
4            regardless of the length of the shift;
5                (ii) more than 48 hours in any
6            hospital-defined work week;
7                (iii) more than 12 hours in a 24-hour period;
8            or
9                (iv) during the 10-hour period immediately
10            following the 12th hour worked during a 24-hour
11            period.
12        (3) A direct-care staff person may elect to enforce
13    meal break and rest break violations under this Section
14    and other applicable laws and rules by filing a complaint
15    with the Department in accordance with this Section.
16    (o) Public records. The Department shall post on a website
17maintained by the Department:
18        (1) reports of audits described in this Section of the
19    hospital staffing plans received by the Department;
20        (2) any report of this Section made pursuant to an
21    investigation under this Section;
22        (3) any order requiring a hospital to implement a plan
23    to correct a violation;
24        (4) any order imposing a civil penalty against a
25    hospital or suspending or revoking the license of a
26    hospital pursuant; and

 

 

HB3512- 29 -LRB104 09276 BAB 19334 b

1        (5) any other matter recommended by the Illinois
2    Nursing Workforce Center and Advisory Board.
3    (o) Recordkeeping. A hospital shall keep and maintain
4records necessary to demonstrate compliance with this Section.
5For purposes of this Section, the Department shall adopt rules
6specifying the content of the records and the form and manner
7of keeping, maintaining, and disposing of the records. A
8hospital must provide records kept and maintained under this
9Section to the Department upon request.
10    (p) Rulemaking. The Department may adopt any rules
11necessary for implementation of this Section.