State of Illinois
91st General Assembly
Legislation

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[ Introduced ][ House Amendment 001 ]

91_HB0831eng

 
HB0831 Engrossed                               LRB9103501ACtm

 1        AN  ACT  to  amend  the Nursing Home Care Act by changing
 2    Section 3-212.

 3        Be it enacted by the People of  the  State  of  Illinois,
 4    represented in the General Assembly:

 5        Section  5.   The  Nursing  Home  Care  Act is amended by
 6    changing Section 3-212 as follows:

 7        (210 ILCS 45/3-212) (from Ch. 111 1/2, par. 4153-212)
 8        Sec. 3-212. Inspection.
 9        (a)  The  Department,  whenever  it  deems  necessary  in
10    accordance with subsection (b),  shall  inspect,  survey  and
11    evaluate   every   facility   to  determine  compliance  with
12    applicable  licensure   requirements   and   standards.    An
13    inspection  should  occur  within  120  days prior to license
14    renewal.  The Department may periodically  visit  a  facility
15    for  the  purpose of consultation.  An inspection, survey, or
16    evaluation, other than an inspection  of  financial  records,
17    shall  be  conducted without prior notice to the facility.  A
18    visit for the sole purpose of consultation may be announced.
19        (a-1)  An employee of a State or unit of local government
20    agency charged with  inspecting,  surveying,  and  evaluating
21    facilities  who  directly or indirectly gives prior notice of
22    an  inspection,  survey,  or  evaluation,   other   than   an
23    inspection  of  financial  records,  to  a  facility or to an
24    employee of a facility is guilty of a Class A misdemeanor.
25        An  inspector  or  an  employee  of  the  Department  who
26    prenotifies a facility, orally or in writing,  of  a  pending
27    complaint  investigation  or  inspection shall be guilty of a
28    Class A misdemeanor and shall be fined no more  than  $2,500.
29    Superiors of persons who have prenotified a facility shall be
30    subject to the same penalties, if they have knowingly allowed
31    the prenotification.  A person found guilty of prenotifying a
 
HB0831 Engrossed            -2-                LRB9103501ACtm
 1    facility  shall  be  subject to disciplinary action by his or
 2    her employer.
 3        If the Department has a good  faith  belief,  based  upon
 4    information  that comes to its attention, that a violation of
 5    this subsection has occurred, it must file a  complaint  with
 6    the  Attorney  General  or the State's Attorney in the county
 7    where the violation took place within 30 days after discovery
 8    of the information.
 9        (a-2)  An employee of a State or unit of local government
10    agency charged  with  inspecting,  surveying,  or  evaluating
11    facilities   who   willfully   profits   from  violating  the
12    confidentiality of  the  inspection,  survey,  or  evaluation
13    process  shall be guilty of a Class 4 felony and that conduct
14    shall be deemed unprofessional conduct  that  may  subject  a
15    person to loss of his or her professional license.  An action
16    to prosecute a person for violating this subsection (a-2) may
17    be  brought  by  either  the  Attorney General or the State's
18    Attorney in the county where the violation took place.
19        (b)  In  determining  whether  to  make  more  than   the
20    required  number  of  unannounced  inspections,  surveys  and
21    evaluations  of  a facility the Department shall consider one
22    or more of the following: previous  inspection  reports;  the
23    facility's  history  of  compliance with standards, rules and
24    regulations promulgated under  this  Act  and  correction  of
25    violations,  penalties  or  other  enforcement  actions;  the
26    number   and   severity  of  complaints  received  about  the
27    facility; any  allegations  of  resident  abuse  or  neglect;
28    weather  conditions;  health  emergencies;  other  reasonable
29    belief that deficiencies exist.
30        (b-1)  The  Department shall not be required to determine
31    whether a facility certified to participate in  the  Medicare
32    program  under Title XVIII of the Social Security Act, or the
33    Medicaid program under Title XIX of the Social Security  Act,
34    and  which the Department determines by inspection under this
 
HB0831 Engrossed            -3-                LRB9103501ACtm
 1    Section  or  under  Section  3-702  of  this  Act  to  be  in
 2    compliance with the certification requirements of Title XVIII
 3    or XIX, is in compliance with any  requirement  of  this  Act
 4    that   is   less  stringent  than  or  duplicates  a  federal
 5    certification requirement.  In accordance with subsection (a)
 6    of this Section or  subsection  (d)  of  Section  3-702,  the
 7    Department shall determine whether a certified facility is in
 8    compliance  with requirements of this Act that exceed federal
 9    certification requirements.  If a certified facility is found
10    to  be  out  of   compliance   with   federal   certification
11    requirements, the results of an inspection conducted pursuant
12    to  Title XVIII or XIX of the Social Security Act may be used
13    as  the  basis  for  enforcement  remedies   authorized   and
14    commenced  under this Act.  Enforcement of this Act against a
15    certified  facility  shall  be  commenced  pursuant  to   the
16    requirements  of this Act, unless enforcement remedies sought
17    pursuant to Title XVIII or XIX of  the  Social  Security  Act
18    exceed  those  authorized  by  this  Act.   As  used  in this
19    subsection,  "enforcement  remedy"  means  a   sanction   for
20    violating a federal certification requirement or this Act.
21        (c)  Upon  completion  of  each  inspection,  survey  and
22    evaluation,   the   appropriate   Department   personnel  who
23    conducted the inspection, survey or evaluation shall submit a
24    copy of  their  report  to  the  licensee  upon  exiting  the
25    facility,   and   shall  submit  the  actual  report  to  the
26    appropriate regional office of the Department.   Such  report
27    and  any  recommendations  for action by the Department under
28    this Act shall be transmitted to the appropriate  offices  of
29    the  associate  director  of  the  Department,  together with
30    related comments or documentation provided  by  the  licensee
31    which  may  refute  findings  in  the  report,  which explain
32    extenuating  circumstances  that  the  facility   could   not
33    reasonably  have  prevented,  or  which  indicate methods and
34    timetables for correction of deficiencies  described  in  the
 
HB0831 Engrossed            -4-                LRB9103501ACtm
 1    report.  Without  affecting the application of subsection (a)
 2    of Section  3-303,  any  documentation  or  comments  of  the
 3    licensee  shall  be provided within 10 days of receipt of the
 4    copy of the report.   Such  report  shall  recommend  to  the
 5    Director  appropriate  action  under this Act with respect to
 6    findings  against  a  facility.   The  Director  shall   then
 7    determine   whether   the   report's  findings  constitute  a
 8    violation or violations of which the facility must  be  given
 9    notice.   Such determination shall be based upon the severity
10    of the finding, the  danger  posed  to  resident  health  and
11    safety,  the  comments  and  documentation  provided  by  the
12    facility,  the diligence and efforts to correct deficiencies,
13    correction of the reported deficiencies,  the  frequency  and
14    duration  of  similar  findings  in  previous reports and the
15    facility's general inspection history.  Violations  shall  be
16    determined  under this subsection no later than 60 days after
17    completion of each inspection, survey and evaluation.
18        (d)  The Department shall maintain all inspection, survey
19    and evaluation reports for at  least  5  years  in  a  manner
20    accessible to and understandable by the public.
21    (Source: P.A.   88-278;  89-21,  eff.  1-1-96;  89-171,  eff.
22    1-1-96; 89-197, eff. 7-21-95; 89-626, eff. 8-9-96.)

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