State of Illinois
91st General Assembly
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91_HB0277

 
                                              LRB9101224ACcdA

 1        AN  ACT  in  relation  to  the  licensure   of   employee
 2    assistance professionals.

 3        Be  it  enacted  by  the People of the State of Illinois,
 4    represented in the General Assembly:

 5        Section 1.  Short Title.  This Act may be  cited  as  the
 6    Employee Assistance Professional Licensing Act.

 7        Section  5.  Declaration  of public policy.  The practice
 8    of employee assistance is hereby declared  to  affect  public
 9    health,  safety,  and welfare and is subject to regulation in
10    the public interest. The purpose of this Act is to  establish
11    standards for those who seek to obtain a license and hold the
12    title  of  employee  assistance professional, to promote high
13    standards for those licensed to practice employee assistance,
14    and to protect the public from persons who  are  unauthorized
15    or  unqualified  to represent themselves as licensed employee
16    assistance professionals and from unprofessional  conduct  by
17    persons licensed as employee assistance professionals.

18        Section 10.  Definitions.  As used in this Act:
19        "Board"    means   the   Illinois   Employee   Assistance
20    Professional Licensing and Disciplinary Board.
21        "CEAP" means a certified employee assistance professional
22    qualified   by   the   Employee   Assistance    Certification
23    Commission.
24        "Department"   means   the   Department  of  Professional
25    Regulation.
26        "Director" means the Director of Professional Regulation.
27        "EACC"  means  the  Employee   Assistance   Certification
28    Commission.
29        "Employee  client"  or  "client" means a person receiving
30    employee assistance services.
 
                            -2-               LRB9101224ACcdA
 1        "Employee assistance professional" or  "EA  professional"
 2    means  an  individual  who  provides  any  4  of  the  7 core
 3    technologies utilized in the employee assistance program on a
 4    regular  basis,  regardless  of  whether  the  services   are
 5    provided incidentally to another primary function.
 6        "Employee  assistance"  or  "EA"  means  the providing of
 7    employee assistance program services for remuneration, unless
 8    such services  are  provided  only  incidentally  to  another
 9    primary function.
10        "Employee   assistance   program"   or   "EAP"   means  a
11    worksite-based  program  that  addresses  work   organization
12    productivity  issues  and  employee  problems  affecting  job
13    performance and ability to perform on the job. These services
14    may   include   without  limitation  core  technology,  which
15    includes the following:
16             (1)  consultation with, training of, and  assistance
17        to  work  organization leadership (managers, supervisors,
18        and  union  stewards)  seeking  to  manage   a   troubled
19        employee,  enhance  the  work  environment,  and  improve
20        employee job performance and outreach to and education of
21        employees  and their family members about availability of
22        EAP services;
23             (2)  confidential and timely problem  identification
24        and   assessment   services  for  employee  clients  with
25        personal concerns that may effect job performance;
26             (3) use of constructive  confrontation,  motivation,
27        and  short-term  intervention  with  employees to address
28        problems that affect job performance;
29             (4) referral  of  employee  clients  for  diagnosis,
30        treatment,  and  assistance,  plus  case  monitoring  and
31        follow-up services;
32             (5)   consultation   with  a  work  organization  in
33        establishing and maintaining effective relationships with
34        treatment and other service  providers  and  in  managing
 
                            -3-               LRB9101224ACcdA
 1        provider contracts;
 2             (6)   consultation   with  a  work  organization  to
 3        encourage availability of and employee access  to  health
 4        benefits   covering   medical  and  behavioral  problems,
 5        including without limitation alcoholism, drug abuse,  and
 6        mental and emotional disorders; and
 7             (7)  identification of the effect of EAP services on
 8        the work organization and individual job performance.
 9        "Licensed employee  assistance  professional"  or  "LEAP"
10    means  an  employee  assistance  professional who is licensed
11    under this Act.
12        "Work  organization"  means  the  employer  of   the   EA
13    professional's  employee  client,  the  collective bargaining
14    organization of the EA professional's employee client, or any
15    representative  of  an  employer  or  collective   bargaining
16    organization.

17        Section 15.  License required; exemptions.
18        (a)  Nothing  contained  in  this  Act shall prohibit any
19    persons legally regulated in the State by any other Act  from
20    engaging  in  the  practice  for  which  they are authorized,
21    providing they do not represent or  hold  themselves  out  as
22    licensed employee assistance professionals.
23        (b)  Nothing  contained  in  this  Act  shall  limit  the
24    activities  and services of a student, intern, or resident in
25    employee assistance or the provision of  employee  assistance
26    program  services  who  are  seeking  to fulfill education or
27    experience requirements for the purpose of qualifying  for  a
28    license  under  this  Act, if the activities and services are
29    supervised by an individual licensed  by  this  Act  and  the
30    student,  intern, or resident is designated and identified by
31    such status. The activities  and  services  of  the  student,
32    intern,  or  resident  shall  be for the purpose of obtaining
33    education or experience requirements for licensure under this
 
                            -4-               LRB9101224ACcdA
 1    Act and shall not exceed 18 months within a 24-month  period.
 2    An   application  for  licensure  shall  be  filed  with  the
 3    Department by the student,  intern,  or  resident  within  12
 4    months  of  the  completion  of  the  qualifying education or
 5    experience if eligible to do so under Section 45 of this Act.
 6        (c)  Nothing in this Act shall limit the  services  of  a
 7    person  not  licensed under the provisions of this Act in the
 8    employ of a federal, State, county, or  municipal  agency  or
 9    any  other  political  subdivision  providing services to the
10    public if (i) the services  are  part  of  the  duties  of  a
11    salaried  position, (ii) the services are performed solely on
12    behalf of  the  employer,  and  (iii)  the  person  does  not
13    represent  or  hold  himself  or  herself  out  as a licensed
14    employee assistance professional.
15        (d)  Nothing in  this  Act  shall  prohibit  persons  not
16    licensed  under  the  provisions of this Act from engaging in
17    activities  for  self-help,  volunteer,   or   not-for-profit
18    organizations,  provided  that  they do not represent or hold
19    themselves out as licensed EA professionals.
20        (e)  Nothing in this  Act  shall  prohibit  persons  from
21    engaging  in activities on behalf of a religious denomination
22    provided that they do not represent or hold themselves out as
23    licensed EA professionals.
24        (f)  Nothing in the Act  shall  prohibit  a  person  from
25    practicing  as  an    EA  professional if the person is an EA
26    professional regulated under the laws  of  another  state  or
27    territory of the United States or country and who has applied
28    in  writing to the Department on forms prepared and furnished
29    by the Department with the applicable fee for  licensure  and
30    is  qualified  to  receive licensure under Section 45 of this
31    Act.  A person under this subsection may practice  as  an  EA
32    professional  until  180 days after the filing of the written
33    application or until withdrawal of the  application,  receipt
34    of  a  notice of intent to deny the application, or denial of
 
                            -5-               LRB9101224ACcdA
 1    the application by the Department.

 2        Section  20.  Powers  and  duties  of   the   Department.
 3    Subject to the provisions of this Act, the Department may:
 4             (1)  authorize  the  EACC  (or  its  successors)  to
 5        conduct  examinations  to ascertain the qualifications of
 6        those   seeking   application   for   licensure   as   EA
 7        professionals;
 8             (2)  issue  licenses  to  qualified  applicants   in
 9        accordance with the provisions of this Act;
10             (3)  conduct  hearings  or proceedings to discipline
11        or otherwise limit the privileges of licensure;
12             (4)  promulgate rules and regulations  required  for
13        the administration of this Act;
14             (5)  maintain  rosters of the names and addresses of
15        all licensees and all persons who have  been  disciplined
16        under Section 75 of this Act within the previous calendar
17        year.   These  rosters  shall  be  available upon written
18        request and payment of the required fee; and
19             (6)  budget and appropriate monies to fully fund the
20        administration and enforcement of this Act.

21        Section 25.  Employee Assistance  Professional  Licensing
22    and Disciplinary Board.
23        (a)  The  Director  shall  appoint an Employee Assistance
24    Professional Licensing  and  Disciplinary  Board.  The  Board
25    shall  consist  of  7  persons who shall serve in an advisory
26    capacity  to  the  Director.  The   Board   shall   elect   a
27    chairperson.    In  appointing  members  of  the  Board,  the
28    Director   shall   give    substantial    consideration    to
29    recommendations by members of the profession and by the State
30    organizations  solely  representing  the interest of employee
31    assistance professionals.
32        (b)  Members shall be appointed  for  4  year  terms  and
 
                            -6-               LRB9101224ACcdA
 1    until  their  successors are appointed and qualified; except,
 2    initial  appointees  shall  serve  the  following  terms:   2
 3    members shall be appointed to serve for 2 years, 2  shall  be
 4    appointed  to  serve  for 3 years, and the remaining shall be
 5    appointed to serve for 4 years and until their successors are
 6    appointed and qualified.
 7        (c)  The Director may remove any member for cause at  any
 8    time prior to the expiration of his or her term.
 9        (d)  Members  of  the  Board  shall be reimbursed for all
10    legitimate, necessary, and authorized  expenses  incurred  in
11    attending meetings of the Board.
12        (e)  Members  of  the  Board shall be immune from suit in
13    any  action  based  upon  disciplinary  or  other  activities
14    performed in good faith as members of the Board.
15        (f)  The Director shall give substantial consideration to
16    all recommendations of the Board.
17        (g)  The Board may make recommendations  on  all  matters
18    relating  to  continuing  education  based  upon the criteria
19    established by the EACC.

20        Section   30.  Application   for    original    licenses.
21    Application  for  original  licenses  shall  be  made  to the
22    Department  on  forms  prescribed  by  the   Department   and
23    accompanied  by  the  required  fee, which is not refundable.
24    Applications  shall  contain  such  information  as,  in  the
25    judgement of the Department, will enable  the  Department  to
26    pass on the qualifications of the applicant for licensure.

27        Section  35.  Examinations;  failure  or  refusal to take
28    examination.
29        (a)  The certification examination conducted by the  EACC
30    shall be the accepted examination standard for licensure.
31        (b)  An applicant who neglects, fails, or refuses to take
32    an  examination or fails to pass an examination for licensure
 
                            -7-               LRB9101224ACcdA
 1    under this Act within 3 years of filing an  application  will
 2    have  the  application  denied. Thereafter, a new application
 3    may be submitted  with  the  required  fee  pursuant  to  the
 4    requirements in force at the time of the new application.
 5        (c)  The    Department   may   employ   consultants   for
 6    examination purposes.
 7        (d)  The EACC shall provide the examination scores of all
 8    applicants to the Department

 9        Section 40.  Practice defined.
10        (a)  Except as provided in Section 15  of  this  Act,  no
11    person  shall practice as an employee assistance professional
12    in  this  State  without  benefit  of  a  license  issued  in
13    accordance with this Act.
14        (b)  A  person  engages  in  practice  as   an   employee
15    assistance  professional  when  he  or  she  holds himself or
16    herself out to the public by means of title, description,  or
17    identification    utilizing    the    terms    "licensed   EA
18    professional", or "LEAP".

19        Section 45.  Qualifications for licensure.
20        (a)  A person is qualified for licensure as  an  employee
21    assistance  professional  and  the  Department  shall issue a
22    license authorizing the practice of employee assistance to an
23    applicant who:
24             (1)   is at least 21 years old;
25             (2)  has applied in writing on  forms  prepared  and
26        furnished by the Department and paid the required fee;
27             (3)  has  met  the  standards  set by the EACC for a
28        certified employee assistance  professional  (CEAP).  The
29        Board  may  adopt  a  rule  waiving  this requirement for
30        applications received within 12 months after the adoption
31        of  rules  promulgated  to  administer  this   Act   from
32        individuals who on the effective date of this Act provide
 
                            -8-               LRB9101224ACcdA
 1        EA  services  or  represent  themselves  as  offering  EA
 2        services  and are not CEAPs, but who nonetheless meet the
 3        requirements for EACC certification; and
 4             (4)  has met such other requirements  as  the  Board
 5        may deem appropriate.
 6        (b)  A  person  shall also be qualified to be licensed as
 7    an employee assistance professional and the Department  shall
 8    issue a license to practice to an applicant who:
 9             (1)  is  licensed  as  an EA professional in another
10        State,  federal  jurisdiction,  or  foreign  jurisdiction
11        whose licensure requirements include certification by the
12        EACC and are found in the discretion of the Board  to  be
13        substantially  similar  to  those  otherwise required for
14        licensure under this Act; and
15             (2)  has completed the required application and paid
16        the required fee.
17        The Department shall issue a  temporary  license  to  any
18    such  applicant  upon  receipt  of application and payment of
19    fees. The temporary license shall be valid until such time as
20    a permanent license is issued, denied, or the application  is
21    withdrawn.

22        Section   50.  License   renewal;  restoration;  military
23    service; inactive status.
24        (a)  The expiration date and renewal period for  licenses
25    issued  under this Act shall be set by rule. The licensee may
26    renew a license  during  the  90-day  period  preceeding  its
27    expiration date by paying the required fee and complying with
28    any continuing education requirements.
29        (b)  Any  person  who has permitted his or her license to
30    expire or who has a license on inactive status  may  have  it
31    restored  by  submitting  an  application to have the license
32    restored with the required fee to the Department  and  filing
33    proof   of   fitness,  as  defined  by  rule,  including,  if
 
                            -9-               LRB9101224ACcdA
 1    appropriate, evidence that is satisfactory to the  Department
 2    certifying  the  active  practice  of  employee assistance in
 3    another jurisdiction.
 4        (c)  Any person whose license has expired while on active
 5    duty with the armed forces of the  United  States,  while  in
 6    service  or  training  with  the  State  Militia, or while in
 7    service or education under  the  supervision  of  the  United
 8    States  government  prior  to  induction  into  the  military
 9    service  may  have  his  or  her license restored without fee
10    within 2 years of termination of such service,  except  under
11    conditions   other   than   honorable   discharge,  upon  the
12    Department being provided satisfactory evidence of service.
13        (d)  Any EA professional who has  not  paid  his  or  her
14    renewal  fees  or remains on inactive status shall not engage
15    in the practice of employee assistance  or  hold  himself  or
16    herself  out as an EA professional. Any person violating this
17    subsection shall be considered to  be  practicing  without  a
18    license  and  subject  to the disciplinary provisions of this
19    Act.

20        Section 55.  Implementation; transitional periods.
21        (a)  Until rules are promulgated for  the  administration
22    of  this  Act, the Department shall issue a temporary license
23    without examination to any person  who  demonstrates  to  the
24    Department  that  the  person  meets the qualifications of an
25    employee assistance professional as set forth in this Act.
26        (b)  All temporary licenses issued pursuant to subsection
27    (a) of this Section shall  expire  upon  publication  of  the
28    rules  that  administer  this Act or by rule as determined by
29    the Department.
30        (c)  A person holding a temporary license issued pursuant
31    to subsection (a) of this Section shall be issued a permanent
32    license upon filing an application and  payment  of  required
33    fees,  providing  he  or  she remains qualified for licensure
 
                            -10-              LRB9101224ACcdA
 1    under the provisions of this Act.

 2        Section 60.  Fees.  The fees imposed under this  Act  are
 3    as follows and are not refundable:
 4        (a)  The  fee  for application for an employee assistance
 5    professional license is $100.
 6        (b)  The fee for a temporary license is $100.
 7        (c)  The fee for the examination shall be  designated  by
 8    the EACC.
 9        (d)  The fee for the renewal of a license is $60.
10        (e)  The  fee  to restore a license that has been expired
11    for less than 5 years is $20 plus payment of all unpaid  fees
12    for every year the license has been lapsed.
13        (f)  The  fee  to restore a license that has been expired
14    for more than 5 years is $200.
15        (g)  The fee for a duplicate or reprinted license is $20.
16        (h)  The fee for the certification of a license  for  any
17    purpose is $20.
18        (i)  The fee for rescoring an examination is $20 plus any
19    fee charged by EACC.
20        (j)  The  fee for a wall certificate showing the granting
21    of a license is the actual cost of producing the license.
22        (k)  The fee for a  roster  of  persons  licensed  as  EA
23    professionals is the actual cost of producing the roster.
24        (l)  The fee for application for licensure by endorsement
25    from another jurisdiction is $200.

26        Section  65.  Returned  checks;  penalty for insufficient
27    funds.  Any person who issues or delivers a  check  or  other
28    payment  to the Department that is returned to the Department
29    unpaid by the financial institution upon which  it  is  drawn
30    shall  pay  to  the  Department,  in  addition  to the amount
31    already owed to the Department, a fine of $50.  If the person
32    practices without paying the renewal fee or issuance fee  and
 
                            -11-              LRB9101224ACcdA
 1    the  fines  due, an additional fine of $100 shall be imposed.
 2    The fines imposed in this Section  are  in  addition  to  any
 3    other  discipline  provided  for  in  this  Act  for unlawful
 4    practice. The Department shall notify the person that payment
 5    of fees  and  fines  shall  be  paid  to  the  Department  by
 6    certified  check or money order within 30 calendar days after
 7    notification.  If  the  person  has  failed  to  submit   the
 8    necessary  remittance  within  30  days  from the date of the
 9    notification, the Department  shall  automatically  terminate
10    the  license  or deny the application without hearing. If the
11    person seeks a license after such a termination or denial, he
12    or she shall apply  to  the  Department  for  restoration  or
13    issuance of the license and pay all fees and fines due to the
14    Department.   The Director may waive the fines due under this
15    Section in individual cases where the Director finds that the
16    fines would be unnecessarily burdensome.

17        Section  70.  Confidentiality  of   records;   privileged
18    communications; exemptions.
19        (a)  No  licensed  employee assistance professional shall
20    disclose or be required to disclose any information  acquired
21    from  persons  consulting  the  licensed  employee assistance
22    professional in his or her professional capacity except  that
23    which  may  be  voluntarily  disclosed  under  the  following
24    circumstances:
25             (1)  in    the   course   of   formally   reporting,
26        conferring, or consulting with administrative  superiors,
27        colleagues,   consultants,   or  subordinates  who  share
28        professional  responsibility;  in  which  instance,   all
29        recipients  of  the  information  are  similarly bound to
30        regard the communication as privileged;
31             (2)  with the written  consent  of  the  person  who
32        provided the information;
33             (3)  in   the   case   of   death,   disability,  or
 
                            -12-              LRB9101224ACcdA
 1        incapacity,  with  the  written  consent  of  a  personal
 2        representative or  other  person  authorized  to  act  on
 3        behalf of that person; or
 4             (4)  when   a  communication  reveals  the  intended
 5        commission of a crime or harmful act and such disclosure,
 6        in the  judgment  of  the  licensed  employee  assistance
 7        professional, is necessary to protect persons or property
 8        from a clear, imminent risk of serious mental or physical
 9        harm or injury.
10        (b)  When a person is a minor under the laws of the State
11    of  Illinois  and  the  information  acquired  by  a licensed
12    employee assistance professional indicates that the minor was
13    the victim or subject  of  a  crime,  the  licensed  employee
14    assistance  professional  may  be  required to testify in any
15    judicial proceedings in which the commission of that crime is
16    the subject of inquiry and when, after in  camera  review  of
17    the   information   that  the  licensed  employee  assistance
18    professional has acquired,  the  court  determines  that  the
19    interests  of  the  minor  in  having  the  information  held
20    privileged are outweighed by the requirements of justice, the
21    need to protect the public safety, or the need to protect the
22    minor,  except as provided under the Abused and Neglect Child
23    Reporting Act.
24        (c)  Any  person  who  has  access  to  records  or   who
25    participates  in  providing  employee  assistance services or
26    who, in providing human services, is supervised by a licensed
27    employee  assistance  professional,  is  similarly  bound  to
28    regard all information and communications  as  privileged  in
29    accordance with this Section.
30        (d)  Nothing  in  this  Section  shall  be  construed  to
31    prohibit  a  licensed  employee  assistance professional from
32    voluntarily testifying in court hearings  concerning  matters
33    of  adoption,  child  abuse,  child neglect, or other matters
34    pertaining to children, except as provided under  the  Abused
 
                            -13-              LRB9101224ACcdA
 1    and Neglected Child Reporting Act.
 2        (e)  The  Mental  Health  and  Developmental Disabilities
 3    Confidentiality Act is incorporated herein as if all  of  its
 4    provisions were included in this Act.

 5        Section 75.  Grounds for discipline.
 6        (a)  The  Department may refuse to issue or renew, or may
 7    revoke, suspend, place on probation, reprimand or take  other
 8    disciplinary or remedial action with regard to any license as
 9    the  Department  deems appropriate, including the issuance of
10    fines not to exceed $1,000 for each violation, for any one or
11    more of the following:
12             (1)  Fraud or deceit in obtaining or  attempting  to
13        obtain a license.
14             (2)  A violation of this Act or its rules.
15             (3)  Conviction  of  any crime under the laws of the
16        United States or any State or territory that  is:  (i)  a
17        felony, (ii) a misdemeanor, an essential element of which
18        is  dishonesty,  or (iii) a crime related to the practice
19        of the profession.
20             (4)  Professional incompetence or gross negligence.
21             (5)  Malpractice.
22             (6)  A finding by the Board that  the  licensee  has
23        violated  the  Code of Professional Conduct for certified
24        employee  assistance  professionals  promulgated  by  the
25        EACC.
26             (7)  The licensee has had a certification  suspended
27        or  revoked  by  the EACC for unethical conduct, provided
28        the Board concludes that the action taken was  consistent
29        with due process.
30             (8)  Aiding or assisting another person in violating
31        any  provision  of this Act, including without limitation
32        practice without benefit of licensure.
33             (9)  Engaging   in   dishonorable,   unethical,   or
 
                            -14-              LRB9101224ACcdA
 1        unprofessional conduct of a character likely to  deceive,
 2        defraud, or harm the public as defined by rule.
 3             (10)  Habitual  or  excessive  use  or  addiction to
 4        alcohol, narcotics, or  any  other  chemical  agent  that
 5        results  in  the  inability  to  practice with reasonable
 6        skill, safety, and judgment.
 7             (11)  Discipline by another jurisdiction if at least
 8        one of the grounds for the  discipline  is  the  same  or
 9        substantially equivalent to those set forth in this Act.
10             (12)  A finding by the Department that the licensee,
11        after  having his or her license placed on probation, has
12        violated the terms of probation.
13             (13)  Willfully failing to  report  an  instance  of
14        suspected  child  abuse  or  neglect  as  required by the
15        Abused and Neglected Child Reporting Act.
16             (14)  Being named as a perpetrator in  an  indicated
17        report  by the Department of Children and Family Services
18        under the Abused and Neglected Child  Reporting  Act  and
19        upon  proof  by  clear  and  convincing evidence that the
20        licensee has caused a child to be abused or neglected  as
21        defined in the Abused and Neglected Child Reporting Act.
22             (15)  Physical   or   mental  disability,  including
23        deterioration  through  the  aging  process  or  loss  of
24        abilities and skills which result  in  the  inability  to
25        practice   the   profession   with   skill,  safety,  and
26        judgement.
27        (b)  The Department shall  deny  any  application  for  a
28    license  or  renewal  under this Act, without hearing, to any
29    person who has defaulted on an educational loan guaranteed by
30    the Illinois  Student  Assistance  Commission;  however,  the
31    Department  may  issue  a license or renewal if the person in
32    default has established a satisfactory  repayment  record  as
33    determined by the Illinois Student Assistance Commission.
34        (c)  The determination by a circuit court that a licensee
 
                            -15-              LRB9101224ACcdA
 1    is  subject to involuntary admission or judicial admission as
 2    provided in the Mental Health and Developmental  Disabilities
 3    Code operates as an automatic suspension. The suspension will
 4    terminate  only upon a finding by a court that the patient is
 5    no  longer  subject  to  involuntary  admission  or  judicial
 6    admission and  the  issuance  of  an  order  so  finding  and
 7    discharging  the  patient, and upon the recommendation of the
 8    Board to the Director that the licensee be allowed to  resume
 9    his  or  her  practice  as  a  licensed  employee  assistance
10    professional.
11        (d)  The  Department  may  refuse to issue or may suspend
12    the license of any person who fails to  (i)  file  a  return,
13    (ii)  pay  the  tax,  penalty,  or  interest shown in a filed
14    return, or (iii) pay any final assessment of tax, penalty, or
15    interest as required by  any  tax  Act  administered  by  the
16    Illinois  Department of Revenue until the requirements of the
17    tax Act are satisfied.

18        Section 80.  Injunctions; cease and desist orders.
19        (a)  If any person violates a provision of this Act,  the
20    Director  may,  in  the  name  of  the people of the State of
21    Illinois, through the Attorney General, petition for an order
22    enjoining the violation or for an order enforcing  compliance
23    with  this  Act.  Upon the filing of a verified petition, the
24    court may issue a temporary restraining order, without notice
25    or bond, and may preliminarily  and  permanently  enjoin  the
26    violation.  If it is established that the person has violated
27    or  is  violating  the  injunction,  the Court may punish the
28    offender for  contempt  of  court.   Proceedings  under  this
29    Section  are  in  addition  to, and not in lieu of, all other
30    remedies and penalties provided by this Act.
31        (b)  If any person practices as  an  employee  assistance
32    professional  or holds himself or herself out as such without
33    having a valid certificate under this Act, then any licensee,
 
                            -16-              LRB9101224ACcdA
 1    interested party, or person injured thereby may, in  addition
 2    to   the   Director,  petition  for  relief  as  provided  in
 3    subsection (a) of this Section.
 4        (c)  Whenever, in the  opinion  of  the  Department,  any
 5    person violates any provision of this Act, the Department may
 6    issue  a  rule to show cause why an order to cease and desist
 7    should not be entered against him  or  her.  The  rule  shall
 8    clearly  set  forth the grounds relied upon by the Department
 9    and shall provide a period of 7 days from  the  date  of  the
10    rule to file an answer to the satisfaction of the Department.
11    Failure to answer to the satisfaction of the Department shall
12    cause an order to cease and desist to be issued immediately.

13        Section  85.  Investigation;  notice  and  hearing.   The
14    Department  may  investigate the actions or qualifications of
15    any person or persons holding or claiming to hold a license.
16    The Department  shall,  before  suspending  or  revoking  any
17    certificate  of  registration,  at least 30 days prior to the
18    date set for the hearing, (i) notify the accused  in  writing
19    of any charges made and the time and place for the hearing of
20    the charges before the Board, (ii) direct the accused to file
21    a  written  answer  to  the  Board  within  20 days after the
22    service of such notice, and (iii) inform the accused that  if
23    he  or  she  fails  to  file  an answer default will be taken
24    against him or her and his or her certificate of registration
25    may be suspended or  revoked.  This  written  notice  may  be
26    served  by personal delivery or certified mail to the address
27    of his or her last notification to the  Department.  In  case
28    the  person  fails  to file an answer after receiving notice,
29    his or her license or certificate may, in the  discretion  of
30    the   Department,   be   suspended,  revoked,  or  placed  on
31    probationary status or the Department may  take  disciplinary
32    action  without  a  hearing,  if  the  act  or  acts  charged
33    constitute sufficient grounds for such action under this Act.
 
                            -17-              LRB9101224ACcdA
 1    The  written  answers  shall  be served by personal delivery,
 2    certified delivery, or certified or registered  mail  to  the
 3    Department.  At  the  time and place fixed in the notice, the
 4    Department shall proceed to hear the charges and the  parties
 5    or  their  counsel  shall  be  accorded  ample opportunity to
 6    present any statements, testimony, evidence, and argument  as
 7    may  be  pertinent  to the charges or to the defense thereto.
 8    The Board may continue such hearing from time to time. At the
 9    discretion of the Director after having  first  received  the
10    recommendation of the Board, the accused person's certificate
11    of  registration  may be suspended or revoked if the evidence
12    constitutes sufficient grounds for  such  action  under  this
13    Act.

14        Section  90.  Record  of  proceeding.  The Department, at
15    its expense, shall preserve a record of  all  proceedings  at
16    the  formal  hearing  of  any  case.   The notice of hearing,
17    complaint, and other documents in the nature of pleadings and
18    written motions filed in the proceedings, the  transcript  of
19    testimony,  the  report  of  the  Board,  and  orders  of the
20    Department shall be in the record of  the  proceedings.   The
21    Department  shall  furnish  a transcript of the record to any
22    person interested in the hearing  upon  payment  of  the  fee
23    required  under  Section 60f of the Civil Administrative Code
24    of Illinois.

25        Section 95.  Subpoenas; oaths; attendance  of  witnesses.
26    The  Department has the power to subpoena and to bring before
27    it any person and to  take  testimony  either  orally  or  by
28    deposition,  or  both,  with the same fees and mileage and in
29    the same manner as prescribed in civil cases in the courts of
30    this State.
31        The Director, the designated hearing officer,  and  every
32    member  of  the  Board  has  power  to  administer  oaths  to
 
                            -18-              LRB9101224ACcdA
 1    witnesses at any hearing that the Department is authorized to
 2    conduct   and   any   other   oaths  authorized  in  any  Act
 3    administered by the Department.
 4        Any circuit court may, upon application of the Department
 5    or its designees or the applicant or  licensee  against  whom
 6    proceedings  under  this  Act  are  pending,  enter  an order
 7    requiring the attendance of witnesses  and  their  testimony,
 8    and  the  production  of documents, papers, files, books, and
 9    records in connection with any hearing or investigation.  The
10    court may compel obedience to its order  by  proceedings  for
11    contempt.

12        Section  100.  Recommendations  for  disciplinary action.
13    At the conclusion of the hearing, the Board shall present  to
14    the   Director   a   written   report  of  its  findings  and
15    recommendations.  The report shall contain a finding  whether
16    or  not  the  accused  person  violated this Act or failed to
17    comply with the conditions required in this Act.   The  Board
18    shall  specify  the  nature  of  the  violation or failure to
19    comply, and shall make its recommendations to the Director.
20        The report of findings and recommendations of  the  Board
21    shall  be the basis for the Department's order for refusal of
22    or the granting of a license or for any disciplinary  action,
23    unless  the  Director shall determine that the Board's report
24    is contrary to the manifest weight of the evidence, in  which
25    case  the Director may issue an order in contravention of the
26    Board's report.  The finding is not  admissible  as  evidence
27    against  the person in a criminal prosecution brought for the
28    violation of this Act.

29        Section  105.  Motion  for  rehearing.   In  any  hearing
30    involving disciplinary action against a licensee, a  copy  of
31    the Board's report shall be served upon the respondent by the
32    Department  either  personally or as provided in this Act for
 
                            -19-              LRB9101224ACcdA
 1    the service of the notice of hearing.    Within  20  calendar
 2    days  after  service,  the  respondent  may  present  to  the
 3    Department  a  motion  in  writing for a rehearing that shall
 4    specify the particular grounds for rehearing.  If  no  motion
 5    for  rehearing is filed, then upon the expiration of the time
 6    specified for filing a motion, or if a motion  for  rehearing
 7    is  denied, then upon denial, the Director may enter an order
 8    in accordance with recommendations of the  Board,  except  as
 9    provided  in  this  Act.  If  the  respondent orders from the
10    reporting service, and pays for, a transcript of  the  record
11    within  the  time  for  filing a motion for rehearing, the 20
12    calendar day period within which a motion may be filed  shall
13    commence   upon   the  delivery  of  the  transcript  to  the
14    respondent.

15        Section 110.  Rehearing.  Whenever the  Director  is  not
16    satisfied  that  substantial  justice  has  been  done in the
17    revocation, suspension,  or  refusal  to  issue  or  renew  a
18    license  the  Director  may  order a rehearing by the same or
19    other examiners.

20        Section 115.  Hearing  officer.   The  Director  has  the
21    authority  to  appoint any attorney duly licensed to practice
22    law in the State of Illinois to serve as the hearing  officer
23    in  any  action for refusal to issue or renew a license or to
24    discipline  a  licensee.   The  hearing  officer   has   full
25    authority  to conduct the hearing.  The hearing officer shall
26    report his findings and recommendations to the Board and  the
27    Director.  The Board has 60 calendar days from receipt of the
28    report  to  review  the  report  of  the  hearing officer and
29    present  its  findings  of  fact,  conclusions  of  law,  and
30    recommendations to the  Director.   If  the  Board  fails  to
31    present its report within the 60-day period, the Director may
32    issue an order based on the report of the hearing officer. If
 
                            -20-              LRB9101224ACcdA
 1    the  Director  disagrees with the recommendation of the Board
 2    or the hearing officer, the Director may issue  an  order  in
 3    contravention of the recommendations.

 4        Section  120.  Order of Director.  An order regarding any
 5    disciplinary action or a certified  copy  thereof,  over  the
 6    seal  of  the  Department  and purporting to be signed by the
 7    Director, shall be prima facie proof that:
 8        (a)  the  signature  is  the  genuine  signature  of  the
 9    Director;
10        (b)  the Director is duly appointed and qualified; and
11        (c)  the Board and its members are qualified to act.

12        Section 125.  Restoration of license.  At any time  after
13    the  suspension  or revocation of any license, the Department
14    may restore the  license  to  an  accused  person,  upon  the
15    written   recommendation   of  the  Board,  unless  after  an
16    investigation  and  hearing   the   Board   determines   that
17    restoration is not in the public interest.

18        Section  130.  Surrender of license.  Upon the revocation
19    or suspension of any license, the licensee shall  immediately
20    surrender  the  license  to  the Department.  If the licensee
21    fails to do so, the Department has the  right  to  seize  the
22    license.

23        Section   135.  Summary  suspension.   The  Director  may
24    summarily suspend  the  license  of  an  employee  assistance
25    professional  without  a  hearing,  simultaneously  with  the
26    institution of proceedings for a hearing provided for in this
27    Act,  if  the  Director  finds  that  evidence  in his or her
28    possession indicated that a continuation  in  practice  would
29    constitute  an  imminent  danger to the public.  In the event
30    that the Director summarily suspends the  license  of  an  EA
 
                            -21-              LRB9101224ACcdA
 1    professional  without  a hearing, a hearing by the Board must
 2    be held within 30 calendar  days  after  the  suspension  has
 3    occurred.

 4        Section 140.  Review under Administrative Review Law. All
 5    final  administrative decisions of the Department are subject
 6    to judicial review under the Administrative  Review  Law  and
 7    its  rules.  The term "administrative decision" is defined as
 8    in Section 3-101 of the Code of Civil Procedure.

 9        Section 145.  Judicial review.  Proceedings for  judicial
10    review  shall be commenced in the circuit court of the county
11    in which the party applies for review, but if  the  party  is
12    not  a resident of this State, the venue shall be in Sangamon
13    County.

14        Section 150.  Certification of  record.   The  Department
15    shall  not  be required to certify any record to the Court or
16    file any answer in court or otherwise appear in any court  in
17    a  judicial  review  proceeding  unless there is filed in the
18    court, with the  complaint,  a  receipt  for  the  Department
19    acknowledging   payment   of  the  costs  of  furnishing  and
20    certifying the record.  Failure on the part of the  plaintiff
21    to  file  the receipt in Court shall be grounds for dismissal
22    of the action.

23        Section 155.  Violations; penalties.  Any person  who  is
24    found to have violated any provision of this Act is guilty of
25    a  Class  A  misdemeanor for the first offense, and a Class 4
26    felony for second and subsequent offenses.

27        Section 160.  Administrative Procedure Act.  The Illinois
28    Administrative  Procedure  Act  is  expressly   adopted   and
29    incorporated  in this Act as if all of the provisions of that
 
                            -22-              LRB9101224ACcdA
 1    Act were included in this Act, except that the  provision  of
 2    paragraph (d) of Section 10-65 of the Illinois Administrative
 3    Procedure   Act,   which   provides   that  at  hearings  the
 4    certificate holder has the right to show compliance with  all
 5    lawful  requirements  for  retention  or  continuation of the
 6    certificate, is specifically excluded.  For  the  purpose  of
 7    this  Act  the  notice  required  under  Section 10-25 of the
 8    Administrative Procedure Act is deemed sufficient when mailed
 9    to the last known address of a party.

10        Section 165.  Home rule.  The regulation and licensing of
11    employee assistance professionals are exclusive functions  of
12    the  State.   A  home  rule  unit may not regulate or license
13    employee assistance professionals. This Section is  a  denial
14    and  limitation  of  home  rule  powers  and  functions under
15    subsection (h) or Section 6 of Article VII  of  the  Illinois
16    Constitution.

17        Section 170.  Severability.  If any provision of this Act
18    or  application thereof to any person or circumstance is held
19    invalid, the invalidity does not affect other  provisions  or
20    applications  of  the  Act that can stand without the invalid
21    provision or application, and to this end, the provisions  of
22    this Act are severable.

23        Section  900.  The  Regulatory  Sunset  Act is amended by
24    adding Section 4.20 as follows:

25        (5 ILCS 80/4.20 new)
26        Sec.  4.20.   Act  repealed  on  January  1,  2010.   The
27    following Act is repealed on January 1, 2010:
28        The Employee Assistance Professional Licensing Act.

29        Section 999.  Effective date.  This Act takes effect upon
 
                            -23-              LRB9101224ACcdA
 1    becoming law.

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