Sen. Pamela J. Althoff

Filed: 4/12/2018

 

 


 

 


 
10000SB2703sam001LRB100 17613 RJF 38348 a

1
AMENDMENT TO SENATE BILL 2703

2    AMENDMENT NO. ______. Amend Senate Bill 2703 by replacing
3everything after the enacting clause with the following:
 
4    "Section 5. The Illinois Administrative Procedure Act is
5amended by changing Sections 1-15, 1-30, 10-5, 10-15, 10-20,
610-25, 10-35, 10-45, 10-50, 10-60, and 10-65 and by adding
7Sections 1-13, 10-3, 10-75, and Article 12 as follows:
 
8    (5 ILCS 100/1-13 new)
9    Sec. 1-13. "Administrative hearing" means any hearing
10required to comply with the provisions of this Act concerning a
11contested case.
 
12    (5 ILCS 100/1-15)  (from Ch. 127, par. 1001-15)
13    Sec. 1-15. "Administrative law judge" means the presiding
14officer or officers at the initial administrative hearing
15before each agency and each continuation of that administrative

 

 

10000SB2703sam001- 2 -LRB100 17613 RJF 38348 a

1hearing. The term also includes but is not limited to hearing
2examiners, hearing officers, referees, and arbitrators.
3(Source: P.A. 87-823.)
 
4    (5 ILCS 100/1-30)  (from Ch. 127, par. 1001-30)
5    Sec. 1-30. "Contested case" means an adjudicatory
6proceeding (not including ratemaking, rulemaking, or
7quasi-legislative, informational, or similar proceedings) in
8which the individual legal rights, duties, or privileges of a
9party are required by law to be determined by an agency only
10after an opportunity for an administrative a hearing.
11(Source: P.A. 87-823.)
 
12    (5 ILCS 100/10-3 new)
13    Sec. 10-3. Applicability. This Article applies to all
14agencies not covered by Article 12.
 
15    (5 ILCS 100/10-5)  (from Ch. 127, par. 1010-5)
16    Sec. 10-5. Rules required for hearings. All agencies shall
17adopt rules establishing procedures for administrative
18contested case hearings.
19(Source: P.A. 87-823.)
 
20    (5 ILCS 100/10-15)  (from Ch. 127, par. 1010-15)
21    Sec. 10-15. Standard of proof. Unless otherwise provided by
22law or stated in the agency's rules, the standard of proof in

 

 

10000SB2703sam001- 3 -LRB100 17613 RJF 38348 a

1any administrative contested case hearing conducted under this
2Act by an agency shall be the preponderance of the evidence.
3(Source: P.A. 87-823.)
 
4    (5 ILCS 100/10-20)  (from Ch. 127, par. 1010-20)
5    Sec. 10-20. Qualifications of administrative law judges.
6Agencies All agencies shall adopt rules concerning the minimum
7qualifications of administrative law judges for administrative
8contested case hearings not subject to Article 12 of this Act.
9The agency head or an attorney licensed to practice law in
10Illinois may act as an administrative law judge or panel for an
11agency without adopting any rules under this Section. The These
12rules may be adopted using the procedures in either Section
135-15 or 5-35.
14(Source: P.A. 87-823.)
 
15    (5 ILCS 100/10-25)  (from Ch. 127, par. 1010-25)
16    Sec. 10-25. Notice of contested Contested cases;
17administrative notice; hearing.
18    (a) In a contested case, all parties shall be afforded an
19opportunity for an administrative a hearing after reasonable
20notice. The notice shall be served personally, served or by
21certified or registered mail, served by electronic mail as
22provided by Section 10-75, or served as otherwise provided by
23law upon the parties or their agents appointed to receive
24service of process and shall include the following:

 

 

10000SB2703sam001- 4 -LRB100 17613 RJF 38348 a

1        (1) A statement of the time, place, and nature of the
2    administrative hearing.
3        (2) A statement of the legal authority and jurisdiction
4    under which the administrative hearing is to be held.
5        (3) A reference to the particular Sections of the
6    substantive and procedural statutes and rules involved.
7        (4) Except where a more detailed statement is otherwise
8    provided for by law, a short and plain statement of the
9    matters asserted, the period within which a response is
10    required, the consequences of a failure to timely respond,
11    and the official file or other reference number.
12        (5) To the extent such information is available, The
13    names, phone numbers, email addresses, and mailing
14    addresses of the administrative law judge or designated
15    agency contact, all parties, and all other persons to whom
16    the agency is required to give gives notice of the
17    administrative hearing unless otherwise confidential by
18    law.
19    (b) An opportunity shall be afforded all parties to be
20represented by legal counsel and to respond and present
21evidence and argument.Except as otherwise provided by law, an
22administrative law judge may conduct all or part of an
23administrative hearing by telephone, video conference, or
24other electronic means.
25    (c) Unless precluded by law, disposition may be made of any
26contested case by stipulation, agreed settlement, consent

 

 

10000SB2703sam001- 5 -LRB100 17613 RJF 38348 a

1order, or default.
2(Source: P.A. 87-823.)
 
3    (5 ILCS 100/10-35)  (from Ch. 127, par. 1010-35)
4    Sec. 10-35. Record in contested cases.
5    (a) The record in a contested case shall include the
6following:
7        (1) All pleadings (including all notices and responses
8    thereto), motions, and rulings.
9        (2) All evidence received.
10        (3) A statement of matters officially noticed.
11        (4) Any offers of proof, objections, and rulings
12    thereon.
13        (5) Any proposed findings and exceptions.
14        (6) Any decision, opinion, or report by the
15    administrative law judge.
16        (7) All staff memoranda or data submitted to the
17    administrative law judge or members of the agency in
18    connection with their consideration of the case that are
19    inconsistent with Section 10-60.
20        (8) Any communication prohibited by Section 10-60. No
21    such communication shall form the basis for any finding of
22    fact.
23    (b) Oral proceedings or any part thereof shall be recorded
24stenographically or by other means that will adequately insure
25the preservation of the testimony or oral proceedings and shall

 

 

10000SB2703sam001- 6 -LRB100 17613 RJF 38348 a

1be transcribed on the request of any party.
2    (c) Findings of fact shall be based exclusively on the
3evidence admitted and on matters officially noticed.
4(Source: P.A. 87-823.)
 
5    (5 ILCS 100/10-45)  (from Ch. 127, par. 1010-45)
6    Sec. 10-45. Proposal for decision. Except where otherwise
7expressly provided by law, when in a contested case a majority
8of the officials of the agency who are to render the final
9decision has not heard the case or read the record, the
10decision, if adverse to a party to the proceeding other than
11the agency, shall not be made until a proposal for decision is
12served upon the parties and an opportunity is afforded to each
13party adversely affected to file exceptions and to present a
14brief and, if the agency so permits, oral argument to the
15agency officials who are to render the decision. The proposal
16for decision shall contain a statement of the reasons therefor
17and of each issue of fact or law necessary to the proposed
18decision and shall be prepared by the persons who conducted the
19administrative hearing or one who has read the record.
20(Source: P.A. 87-823.)
 
21    (5 ILCS 100/10-50)  (from Ch. 127, par. 1010-50)
22    Sec. 10-50. Decisions and orders.
23    (a) A final decision or order adverse to a party (other
24than the agency) in a contested case shall be in writing or

 

 

10000SB2703sam001- 7 -LRB100 17613 RJF 38348 a

1stated on in the record. A final decision shall include
2findings of fact and conclusions of law, separately stated.
3Findings of fact, if set forth in statutory language, shall be
4accompanied by a concise and explicit statement of the
5underlying facts supporting the findings. If, in accordance
6with agency rules, a party submitted proposed findings of fact,
7the decision shall include a ruling upon each proposed finding.
8Parties or their agents appointed to receive service of process
9shall be notified of any decision or order either personally,
10or by registered or certified mail, by electronic mail as
11provided by Section 10-75, or as otherwise provided by law of
12any decision or order. Upon request a copy of the decision or
13order shall be delivered or mailed forthwith to each party and
14to his attorney of record.
15    (b) All agency orders shall specify whether they are final
16and subject to the Administrative Review Law. Every final order
17shall contain a list of all parties of record to the case
18including the name and address of the agency or officer
19entering the order and the name and addresses of each party as
20known to the agency where the parties may be served with
21pleadings, notices, or service of process for any review or
22further proceedings. Every final order shall also state whether
23the rules of the agency require any motion or request for
24reconsideration and cite the rule for the requirement. The
25changes made by this amendatory Act of the 100th General
26Assembly apply to all actions filed under the Administrative

 

 

10000SB2703sam001- 8 -LRB100 17613 RJF 38348 a

1Review Law on or after the effective date of this amendatory
2Act of the 100th General Assembly.
3    (c) A decision by any agency in a contested case under this
4Act shall be void unless the proceedings are conducted in
5compliance with the provisions of this Act relating to
6contested cases, except to the extent those provisions are
7waived under Section 10-70 and except to the extent the agency
8has adopted its own rules for contested cases as authorized in
9Section 1-5.
10(Source: P.A. 100-212, eff. 8-18-17.)
 
11    (5 ILCS 100/10-60)  (from Ch. 127, par. 1010-60)
12    Sec. 10-60. Ex parte communications.
13    (a) Except in the disposition of matters that agencies are
14authorized by law to entertain or dispose of on an ex parte
15basis, final decision makers agency heads, agency employees,
16and administrative law judges shall not, after notice of
17hearing in a contested case or licensing to which the
18procedures of a contested case apply under this Act,
19communicate, directly or indirectly, with any individual or
20party imparting or requesting material information or making a
21material argument regarding a contested case without , in
22connection with any issue of fact, with any person or party, or
23in connection with any other issue with any party or the
24representative of any party, except upon notice and opportunity
25for all parties to participate. Any such communication shall be

 

 

10000SB2703sam001- 9 -LRB100 17613 RJF 38348 a

1made part of the record of the pending matter, including all
2written communications, all written responses to the
3communications, and a memorandum stating the substance of all
4oral communications, all responses made, and the identity of
5each person from whom the ex parte communication was received.
6    (b) An administrative law judge or final decision maker
7However, an agency member may communicate with individuals
8within the agency about a contested case, so long as the
9individual has not served as investigator, prosecutor, or
10advocate at any stage of the case, and if the communication
11does not affect the evidence in the record other members of the
12agency, and an agency member or administrative law judge may
13have the aid and advice of one or more personal assistants.
14Communications regarding matters of procedure and practice,
15such as the format of pleadings, number of copies required,
16manner of service, scheduling, and status of proceedings, are
17not considered ex parte communications under this Section.
18    (c) (Blank). An ex parte communication received by any
19agency head, agency employee, or administrative law judge shall
20be made a part of the record of the pending matter, including
21all written communications, all written responses to the
22communications, and a memorandum stating the substance of all
23oral communications and all responses made and the identity of
24each person from whom the ex parte communication was received.
25    (d) (Blank). Communications regarding matters of procedure
26and practice, such as the format of pleadings, number of copies

 

 

10000SB2703sam001- 10 -LRB100 17613 RJF 38348 a

1required, manner of service, and status of proceedings, are not
2considered ex parte communications under this Section.
3(Source: P.A. 87-823.)
 
4    (5 ILCS 100/10-65)  (from Ch. 127, par. 1010-65)
5    Sec. 10-65. Licenses.
6    (a) When any licensing is required by law to be preceded by
7notice and an opportunity for an administrative a hearing, the
8provisions of this Act concerning contested cases shall apply.
9    (b) When a licensee has made timely and sufficient
10application for the renewal of a license or a new license with
11reference to any activity of a continuing nature, the existing
12license shall continue in full force and effect until the final
13agency decision on the application has been made unless a later
14date is fixed by order of a reviewing court or the agency has
15summarily suspended the license under subsection (e).
16    (c) An application for a new license shall include the
17applicant's social security number, which shall be retained in
18the agency's records pertaining to the license. As soon as
19practical, an agency must assign a customer identification
20number to each applicant for a license that the applicant may
21use in place of his or her social security number on the
22application for a license or renewal of a license. A licensee's
23social security number shall not appear on the face of his or
24her license.
25    Regarding compliance with child support orders, the

 

 

10000SB2703sam001- 11 -LRB100 17613 RJF 38348 a

1following requirements shall apply:
2        (1) Each agency shall require the applicant or the
3    licensee to certify on the application or renewal form,
4    under penalty of perjury, that he or she is not more than
5    30 days delinquent in complying with a child support order.
6    Every application or renewal form shall state that failure
7    to so certify shall result in disciplinary action, and that
8    making a false statement may subject the applicant or
9    licensee to contempt of court.
10        (2) The agency shall notify each applicant or licensee
11    who acknowledges a delinquency or who, contrary to his or
12    her certification, is found to be delinquent or who after
13    receiving notice, fails to comply with a subpoena or
14    warrant relating to a paternity or a child support
15    proceeding, that the agency intends to take disciplinary
16    action. Accordingly, the agency shall provide written
17    notice of the facts or conduct upon which the agency will
18    rely to support its proposed action and the applicant or
19    licensee shall be given an opportunity for an
20    administrative a hearing in accordance with the provisions
21    of the Act concerning contested cases.
22        (3) Any delinquency in complying with a child support
23    order can be remedied by arranging for payment of past due
24    and current support. Any failure to comply with a subpoena
25    or warrant relating to a paternity or child support
26    proceeding can be remedied by complying with the subpoena

 

 

10000SB2703sam001- 12 -LRB100 17613 RJF 38348 a

1    or warrant.
2        (4) Upon a final finding of delinquency or failure to
3    comply with a subpoena or warrant, the agency shall
4    suspend, revoke, or refuse to issue or renew the license.
5            (A) In cases in which the Department of Healthcare
6        and Family Services (formerly Department of Public
7        Aid) has previously determined that an applicant or a
8        licensee is more than 30 days delinquent in the payment
9        of child support and has subsequently certified the
10        delinquency to the licensing agency, and in cases in
11        which a court has previously determined that an
12        applicant or licensee has been in violation of the
13        Non-Support Punishment Act for more than 60 days, the
14        licensing agency shall refuse to issue or renew or
15        shall revoke or suspend that person's license based
16        solely upon the certification of delinquency made by
17        the Department of Healthcare and Family Services
18        (formerly Department of Public Aid) or the
19        certification of violation made by the court. Further
20        process, hearings, or redetermination of the
21        delinquency or violation by the licensing agency shall
22        not be required.
23            (B) The licensing agency may issue or renew a
24        license if the licensee has arranged for payment of
25        past and current child support obligations in a manner
26        satisfactory to the Department of Healthcare and

 

 

10000SB2703sam001- 13 -LRB100 17613 RJF 38348 a

1        Family Services (formerly Department of Public Aid) or
2        the court. The licensing agency may impose conditions,
3        restrictions, or disciplinary action upon that
4        license.
5    (d) Except as provided in subsection (c), no agency shall
6revoke, suspend, annul, withdraw, amend materially, or refuse
7to renew any valid license without first giving written notice
8to the licensee of the facts or conduct upon which the agency
9will rely to support its proposed action and an opportunity for
10an administrative a hearing in accordance with the provisions
11of this Act concerning contested cases. At the administrative
12hearing, the licensee shall have the right to show compliance
13with all lawful requirements for the retention, continuation,
14or renewal of the license. If, however, the agency finds that
15the public interest, safety, or welfare imperatively requires
16emergency action, and if the agency incorporates a finding to
17that effect in its order, summary suspension of a license may
18be ordered pending proceedings for revocation or other action.
19Those proceedings shall be promptly instituted and determined.
20    (e) Any application for renewal of a license that contains
21required and relevant information, data, material, or
22circumstances that were not contained in an application for the
23existing license shall be subject to the provisions of
24subsection (a).
25(Source: P.A. 96-328, eff. 8-11-09; 97-400, eff. 1-1-12.)
 

 

 

10000SB2703sam001- 14 -LRB100 17613 RJF 38348 a

1    (5 ILCS 100/10-75 new)
2    Sec. 10-75. Collection of email addresses.
3    (a) The following requirements shall apply to the
4collection of email addresses under this Act:
5        (1) At any time either before or after its issuance of
6    a hearing notice as described in Section 10-25, an agency
7    may require any attorney representing a party to the
8    hearing to provide one or more email addresses at which
9    they consent to accept service of the documents described
10    in Sections 10-25 and 10-50 in connection with the hearing.
11    A party represented by an attorney may provide the email
12    address of the attorney.
13        (2) To the extent a person or entity is subject to
14    licensure, permitting, or regulation by an agency or
15    submits an application for licensure or permitting to an
16    agency, that agency may require, as a condition of
17    application, licensure, permitting, or regulation, that
18    such persons or entities consent to service by email of the
19    documents described in Sections 10-25 and 10-50 in
20    connection with any hearings that may arise under this
21    paragraph (2) in connection with an application, licensure
22    or regulation, provided that the agency: (i) requires that
23    any person or entity providing an email address, update the
24    email address if it is changed; and (ii) periodically
25    verifies the email address.
26        (3) At any time either before or after its issuance of

 

 

10000SB2703sam001- 15 -LRB100 17613 RJF 38348 a

1    a hearing notice, as described in Section 10-25, an agency
2    may request, but not require, an unrepresented party that
3    is not subject to paragraph (2), to consent to accept
4    service via email of the documents described in Sections
5    10-25 and 10-50 by designating an email address at which
6    they will accept service.
7        (4) Any person or entity who submits an email address
8    under this Section shall also be given the option to
9    designate no more than 2 secondary email addresses at which
10    the person or entity consents to accept service, provided
11    that, if any secondary email address is designated, an
12    agency must serve the documents to both the designated
13    primary and secondary email addresses.
14    (b) Notwithstanding any party's consent to accept service
15via email, no document described in Sections 10-25 or 10-50 may
16be served by email to the extent the document contains:
17        (1) a Social Security number or individual
18    taxpayer-identification number;
19        (2) a driver's license number;
20        (3) a financial account number;
21        (4) a debit or credit card number;
22        (5) any other information that could reasonably be
23    deemed personal, proprietary, confidential, or trade
24    secret information; or
25        (6) any information about or concerning a minor.
26    (c) Service by email is deemed complete on the day of

 

 

10000SB2703sam001- 16 -LRB100 17613 RJF 38348 a

1transmission. Agencies that use email to serve documents under
210-25 and 10-50 shall adopt rules that specify the standard for
3confirming delivery, and failing that confirmation, what steps
4the agency will take to ensure that service by email or other
5means is accomplished.
 
6    (5 ILCS 100/Art. 12 heading new)
7
ARTICLE 12. OFFICE OF ADMINISTRATIVE HEARINGS

 
8    (5 ILCS 100/12-5 new)
9    Sec. 12-5. Applicability. This Article applies to all
10agencies under the jurisdiction of the Governor other than the
11following:
12        the Illinois Labor Relations Board;
13        the Illinois Educational Labor Relations Board;
14        the Illinois Commerce Commission;
15        the Illinois Workers' Compensation Commission;
16        the Civil Service Commission;
17        the Pollution Control Board;
18        the State Police Merit Board;
19        the Property Tax Appeal Board;
20        the State Board of Elections; and
21        the Illinois Independent Tax Tribunal.
 
22    (5 ILCS 100/12-10 new)
23    Sec. 12-10. Office of Administrative Hearings.

 

 

10000SB2703sam001- 17 -LRB100 17613 RJF 38348 a

1    (a) The Office of Administrative Hearings, hereinafter
2referred to as the Office, is established as an independent
3subdivision within the Department of Central Management
4Services for the purpose of improving public trust and
5confidence in administrative adjudication by:
6        (1) separating the adjudicatory function from the
7    investigatory, prosecutory, and policy-making functions of
8    agencies in the executive branch;
9        (2) establishing a professional corps of
10    administrative law judges;
11        (3) establishing greater uniformity in the rules of
12    procedure and evidence in administrative adjudication; and
13        (4) eliminating unnecessary and duplicative costs in
14    administrative adjudication.
15    (b) The Office is responsible for conducting
16administrative hearings in accordance with the legislative
17intent expressed by this Act, with administrative support from
18the Department of Central Management Services.
19    (c) The Office is under the supervision and direction of a
20Chief Administrative Law Judge, who shall be appointed by the
21Governor, by and with the advice and consent of the Senate. The
22Chief Administrative Law Judge, as a condition of appointment,
23must have been admitted to practice law in the State of
24Illinois for at least 10 years, must have substantial knowledge
25and experience suitable to the duties of the Office, and may be
26removed only for good cause following notice and an opportunity

 

 

10000SB2703sam001- 18 -LRB100 17613 RJF 38348 a

1for an adjudicative hearing.
2    (d) The Chief Administrative Law Judge must maintain his or
3her principal office in Springfield and may maintain any other
4offices that may be necessary.
5    (e) The Department of Central Management Services shall
6purchase or lease any equipment and supplies that may be
7necessary to carry out the duties of the Office, and must
8maintain records and files of the work of the Office.
9    (f) The Office of Administrative Hearings by and through
10the Chief Administrative Law Judge and any administrative law
11judge under this Article is empowered to subpoena and bring
12before it, him, or her any person in this State and to take
13testimony, in person or otherwise, upon payment of the same
14fees, and in the same manner as prescribed for circuit court
15proceedings by Supreme Court Rule and under the Code of Civil
16Procedure. The term "administrative law judge" as used in this
17Article means an administrative law judge as defined in Section
181-15 who is an employee of the Office.
19    (g) The Office may enter into an interagency agreement with
20any agency to furnish administrative law judges to conduct
21administrative hearings not otherwise required to be conducted
22by the Office. The Office may also enter into an agreement with
23a unit of local government or school district to furnish
24administrative law judges to conduct administrative hearings.
25    (h) Any finding, determination, ruling, or order issued as
26result of any hearing conducted for any public entity subject

 

 

10000SB2703sam001- 19 -LRB100 17613 RJF 38348 a

1to or contracted for under this Article shall have the same
2status and be subject to the same conditions and limitations as
3if conducted by that public entity. That public entity shall
4remain the proper party named and served in any action in
5administrative review under the provisions of the
6Administrative Review Law or other review or appeal provision
7provided by law. For the purposes of this subsection (h),
8"public entity" means any agency, unit of local government,
9school district, or any other entity created under the laws of
10State or local government.
11    (i) The Office must develop and institute a program of
12continuing education and training for administrative law
13judges and may permit administrative law judges and hearing
14examiners employed by other agencies to participate in its
15program. The Office shall also implement the Administrative Law
16Judge (ALJ) Code of Professional Conduct for its administrative
17law judges, and make periodic amendments as prudent. The Office
18may develop and institute other educational programs in the
19area of administrative law and procedure for the benefit of
20State employees and those who participate in administrative
21hearings.
 
22    (5 ILCS 100/12-15 new)
23    Sec. 12-15. Chief Administrative Law Judge term of office;
24salary.
25    (a) The Chief Administrative Law Judge shall serve for a

 

 

10000SB2703sam001- 20 -LRB100 17613 RJF 38348 a

1term of 6 years, and shall hold office until a successor is
2appointed.
3    (b) The Chief Administrative Law Judge shall receive an
4annual salary as set by the Governor, from time to time.
 
5    (5 ILCS 100/12-20 new)
6    Sec. 12-20. Oath. Each prospective Chief Administrative
7Law Judge, before taking office, must take and subscribe to the
8oath or affirmation prescribed by Section 3 of Article XIII of
9the Illinois Constitution, an executed copy of which must be
10filed with the Secretary of State.
 
11    (5 ILCS 100/12-25 new)
12    Sec. 12-25. Powers and duties of the Chief Administrative
13Law Judge.
14    (a) The Chief Administrative Law Judge may employ such
15administrative law judges that are necessary to carry out the
16purposes of this Article.
17    (b) Except as otherwise provided in Section 12-40, an
18administrative law judge must be admitted to practice law in
19this State and must have a demonstrated knowledge of and
20experience in administrative law and procedure that is suitable
21to the duties of the office.
22    (c) The Chief Administrative Law Judge may contract for the
23services of an attorney to serve as a special administrative
24law judge when necessary.

 

 

10000SB2703sam001- 21 -LRB100 17613 RJF 38348 a

1    (d) The Chief Administrative Law Judge may employ and
2direct other staff, including administrative, supervisory,
3clerical, and other specialized or technical personnel that may
4be necessary to carry out the purposes of this Article.
5    (e) The Chief Administrative Law Judge must assign an
6administrative law judge for any proceeding that is required by
7this Article to be conducted by the Office and for any
8proceeding for which the Office has agreed to furnish an
9administrative law judge as provided in Section 12-10 of this
10Act. No agency may select any individual administrative law
11judge for any proceeding or reject any individual
12administrative law judge.
13    (f) Any administrative law judge so assigned does not
14become an employee of the agency during the assignment and is
15not subject to the direction or the supervision of the agency
16to whose proceeding the administrative law judge has been
17assigned. In cases where the agency is a party to the hearing,
18it shall have all rights and privileges and be subject to the
19same limitations as all other parties to the hearing.
20    (g) In assigning administrative law judges, the Chief
21Administrative Law Judge must, when possible, use personnel
22having knowledge, training, or experience in the field or
23subject matter of the hearing and assign administrative law
24judges primarily to the hearings of particular agencies on a
25long-term basis. The Chief Administrative Law Judge may act as
26an administrative law judge in a particular case when

 

 

10000SB2703sam001- 22 -LRB100 17613 RJF 38348 a

1appropriate under law.
2    (h) If an administrative law judge becomes unavailable as a
3result of recusal, disqualification, or any other reason, the
4Chief Administrative Law Judge must assign another
5administrative law judge to preside at the administrative
6hearing.
7    (i) The Chief Administrative Law Judge shall adopt under
8Article 5 of this Act uniform rules of procedure and evidence
9governing hearings conducted by the Office of Administrative
10Hearings. Rules adopted by the Chief Administrative Law Judge
11shall supersede any contrary rules adopted by agencies subject
12to this Article, except to the extent required by federal law
13or State statute. The Chief Administrative Law Judge may adopt
14additional rules as necessary to carry out the powers and
15duties of the Office of Administrative Hearings.
16    (j) The Chief Administrative Law Judge must:
17        (1) annually collect information on administrative law
18    and procedure in this State and must study administrative
19    law and procedure for the purpose of improving the
20    fairness, efficiency, and uniformity of administrative
21    adjudicatory proceedings in this State;
22        (2) monitor the quality and cost of State
23    administrative hearings; and
24        (3) annually report his or her findings and
25    recommendations to the Governor and to the General Assembly
26    no later than March 15 of each year.
 

 

 

10000SB2703sam001- 23 -LRB100 17613 RJF 38348 a

1    (5 ILCS 100/12-30 new)
2    Sec. 12-30. Proceedings. Beginning on July 1, 2018, an
3administrative law judge of the Office shall preside over any
4administrative hearing of any agency subject to this Article,
5except that an administrative hearing in a contested case
6commenced before July 1, 2018, and pending before an
7administrative law judge not transferred to the Office of
8Administrative Hearings by operation of Section 12-40 shall not
9be heard by an administrative law judge of the Office without
10the agreement of the parties.
 
11    (5 ILCS 100/12-35 new)
12    Sec. 12-35. Authority of administrative law judges. An
13administrative law judge assigned by the Office to preside over
14an administrative hearing shall have the authority to:
15        (1) conduct a fair, impartial, and formal hearing
16    following the applicable evidentiary standards;
17        (2) control the conduct of the hearing to prevent
18    irrelevant or immaterial discussion and take all necessary
19    actions to avoid delay;
20        (3) inform participants of their individual rights and
21    responsibilities;
22        (4) conduct pre-hearing conferences;
23        (5) take necessary steps to ensure the development of a
24    clear and complete record, preserve all documents and

 

 

10000SB2703sam001- 24 -LRB100 17613 RJF 38348 a

1    evidence for the record, and provide for the recording of
2    the hearing;
3        (6) administer an oath or an affirmation to all
4    witnesses, permit examination of any witness under oath,
5    examine any of the witnesses at any time or request
6    additional information from either party, set reasonable
7    limits on the scope of testimony or argument, and determine
8    the order of appearance of all parties;
9        (7) issue subpoenas requested prior to the hearing;
10        (8) rule upon all motions, objections, and other
11    matters arising in the course of the hearing;
12        (9) receive all evidence and testimony and rule on its
13    admissibility, as well as require the production of any
14    relevant document, witness, or other evidence the
15    administrative law judge deems material or relevant to any
16    issue, including, but not limited to, additional
17    testimony, documents, exhibits, briefs, memoranda of law,
18    or post-hearing briefs;
19        (10) require cooperation by all parties and maintain
20    order and decorum, which the administrative law judge may
21    accomplish by ordering the removal of any person from the
22    hearing who is creating a disturbance that disrupts the
23    hearing, whether by physical actions, profanity, or
24    conduct; and
25        (11) enter orders as are just to address any violation
26    of this Article, administrative rules adopted under

 

 

10000SB2703sam001- 25 -LRB100 17613 RJF 38348 a

1    Article 5 of this Act, or the administrative law judge's
2    rulings.
 
3    (5 ILCS 100/12-40 new)
4    Sec. 12-40. Ex parte communications.
5    (a) Except in the disposition of matters that are
6authorized by law to be disposed of on an ex parte basis,
7administrative law judges of the Office shall not communicate,
8directly or indirectly, with any individual or party imparting
9or requesting material information or making a material
10argument regarding a contested case without notice and
11opportunity for all parties to participate. Any such
12communication shall be made part of the record of the pending
13matter, including all written communications, all written
14responses to the communications, and a memorandum stating the
15substance of all oral communications, all responses made, and
16the identity of each person from whom the ex parte
17communication was received.
18    (b) Communications regarding matters of procedure and
19practice, such as the format of pleadings, number of copies
20required, manner of service, scheduling, and status of
21proceedings, are not considered ex parte communications under
22this Section.
23    (c) An administrative law judge's communications with
24other employees of the Office are not considered ex parte
25communications under this Section.
 

 

 

10000SB2703sam001- 26 -LRB100 17613 RJF 38348 a

1    (5 ILCS 100/12-45 new)
2    Sec. 12-45. Proposed decisions.
3    (a) When a majority of the members of an agency or of an
4examining, advisory, or disciplinary board has not heard a case
5with the administrative law judge, any proposed decision
6prepared by an administrative law judge of the Office is
7subject to this Section and Section 10-45 of this Act.
8    (b) When an administrative law judge hears a case alone, he
9or she must prepare a decision. The administrative law judge
10must submit the decision to the agency or, in the case of
11proceedings that an examining, advisory, or disciplinary board
12is authorized by law to hear and make a recommended decision,
13to the examining, advisory, or disciplinary board.
14    (c) When an administrative law judge hears a case with an
15agency head or with an examining, advisory, or disciplinary
16board, the administrative law judge must be present during the
17consideration of the case and must, if requested by the agency
18or by the board, prepare a proposed decision and submit it to
19the agency or board.
20    (d) In reviewing a proposed decision submitted by an
21administrative law judge of the Office, an agency head or an
22examining, advisory, or disciplinary board is not bound by the
23proposed decision and may adopt all, some, or none of the
24proposed decision as its recommended decision. If the agency
25head or examining, advisory, or disciplinary board does not

 

 

10000SB2703sam001- 27 -LRB100 17613 RJF 38348 a

1adopt the proposed decision in its entirety, it must either:
2(i) recommend a decision in the case based upon the record,
3including transcript; or (ii) remand the case to the same
4administrative law judge to take additional evidence.
5    (e) If a case has been remanded to an administrative law
6judge to take additional evidence or to include more detailed
7findings of fact or conclusions of law, the administrative law
8judge must prepare a proposed decision upon the additional
9evidence, the transcript, and other papers that are part of the
10record of the prior hearing, and must submit the proposed
11decision to the agency or to the examining, advisory, or
12disciplinary board. If the administrative law judge who heard
13the case originally is unavailable to take the additional
14evidence, by reason of illness, disability, or because he or
15she is no longer employed by the Office, the Chief
16Administrative Law Judge must assign a different
17administrative law judge to take the additional evidence.
 
18    (5 ILCS 100/12-50 new)
19    Sec. 12-50. Transition.
20    (a) The Governor shall appoint a Chief Administrative Law
21Judge to take office on July 1, 2018.
22    (b) No later than January 1, 2019, each State agency must
23provide to the Chief Administrative Law Judge all relevant
24information concerning its hearings. This information shall
25include, but not be limited to, the following:

 

 

10000SB2703sam001- 28 -LRB100 17613 RJF 38348 a

1        (1) hearing functions, including: (i) number of
2    hearings and current status; and (ii) federal and State
3    rules, regulations, and internal policies and procedures
4    related to each type of program for which administrative
5    hearings can be held;
6        (2) personnel used as: (i) administrative law judges,
7    hearing officers, hearing referees, or any other term used
8    to refer to those who conduct administrative hearings,
9    including contractors; and (ii) support staff or staff that
10    otherwise provides input or support to the hearing process;
11        (3) the appropriation and source of funding for all
12    positions, equipment, services, and travel used in the
13    hearing process; and
14        (4) all property, including leases, for personnel
15    involved in the hearing process.
16    (c) All personnel principally involved in administrative
17hearings conducted by an agency subject to the provisions of
18this Act for at least one year before July 1, 2018, must be
19administratively transferred to the Office no later than June
2030, 2019.
21    (d) All equipment or other tangible property, in possession
22of agencies, used or held principally by personnel transferred
23under the Section must be transferred to the Office not later
24than July 1, 2019, unless the head of the agency and the Chief
25Administrative Law Judge determine the equipment or property
26will be more efficiently used by the agency if not

 

 

10000SB2703sam001- 29 -LRB100 17613 RJF 38348 a

1transferred.".