100TH GENERAL ASSEMBLY
State of Illinois
2017 and 2018
HB5982

 

Introduced , by Rep. David McSweeney

 

SYNOPSIS AS INTRODUCED:
 
See Index

    Amends the Illinois Administrative Procedure Act. Provides that an agency that proposes a new rule or amendment to a rule shall, before or during the first notice period, provide an opportunity for private sector entities to participate in the rulemaking process by utilizing specified techniques, as well as providing those private sector entities with the opportunity to submit their own estimates on the cost of compliance with the proposed rule or amendment. Requires an agency to include those estimates in both a final regulatory flexibility analysis and an analysis of the economic and budgetary effects of the proposed rulemaking. Provides that prior to the filing for publication in the Illinois Register of any proposed rule or amendment, each agency shall estimate the compliance and implementation costs for private parties for that proposed rule or amendment. Extends the maximum length of the second notice period from 90 days to 135 days. Provides that a rule estimated either by an agency or during the second notice period to generate compliance and implementation costs of $10,000,000 or more over a 2-year period shall be deemed objectionable and automatically prohibited, and the Joint Committee on Administrative Rules shall issue a statement to that effect in accordance with specified provisions. Provides that the proposed rule or amendment shall remain prohibited until otherwise authorized by legislation passed by both houses of the General Assembly and signed by the Governor. Provides that any adopted emergency rule estimated to generate compliance and implementation costs of $10,000,000 or more over the term of the emergency rule shall be automatically suspended until otherwise authorized by legislation passed by both houses of the General Assembly and signed by the Governor. Requires the Commission on Government Forecasting and Accountability to publish an annual inflation index to measure the rise in costs stemming from the implementation of rules and amendments to rules. Provides that the Joint Committee has the power to request the Auditor General to perform an independent estimate to assess the cost of a proposed rule or amendment, or the cost of an emergency rule. Provides further requirements concerning the prohibition of proposed rules or amendments. Makes conforming changes.


LRB100 23490 RJF 42528 b

 

 

A BILL FOR

 

HB5982LRB100 23490 RJF 42528 b

1    AN ACT concerning government.
 
2    Be it enacted by the People of the State of Illinois,
3represented in the General Assembly:
 
4    Section 5. The Illinois Administrative Procedure Act is
5amended by changing Sections 5-30, 5-40, 5-45, 5-100, and 5-115
6as follows:
 
7    (5 ILCS 100/5-30)  (from Ch. 127, par. 1005-30)
8    (Text of Section before amendment by P.A. 100-688)
9    Sec. 5-30. Regulatory flexibility. When an agency proposes
10a new rule or an amendment to an existing rule that may have an
11impact on small businesses, not for profit corporations, or
12small municipalities, the agency shall do each of the
13following:
14        (a) The agency shall consider each of the following
15    methods for reducing the impact of the rulemaking on small
16    businesses, not for profit corporations, or small
17    municipalities. The agency shall reduce the impact by
18    utilizing one or more of the following methods if it finds
19    that the methods are legal and feasible in meeting the
20    statutory objectives that are the basis of the proposed
21    rulemaking.
22            (1) Establish less stringent compliance or
23        reporting requirements in the rule for small

 

 

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1        businesses, not for profit corporations, or small
2        municipalities.
3            (2) Establish less stringent schedules or
4        deadlines in the rule for compliance or reporting
5        requirements for small businesses, not for profit
6        corporations, or small municipalities.
7            (3) Consolidate or simplify the rule's compliance
8        or reporting requirements for small businesses, not
9        for profit corporations, or small municipalities.
10            (4) Establish performance standards to replace
11        design or operational standards in the rule for small
12        businesses, not for profit corporations, or small
13        municipalities.
14            (5) Exempt small businesses, not for profit
15        corporations, or small municipalities from any or all
16        requirements of the rule.
17        (b) Before or during the notice period required under
18    subsection (b) of Section 5-40, the agency shall provide an
19    opportunity for small businesses, not for profit
20    corporations, or small municipalities to participate in
21    the rulemaking process. The agency shall utilize one or
22    more of the following techniques. These techniques are in
23    addition to other rulemaking requirements imposed by this
24    Act or by any other Act.
25            (1) The inclusion in any advance notice of possible
26        rulemaking of a statement that the rule may have an

 

 

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1        impact on small businesses, not for profit
2        corporations, or small municipalities.
3            (2) The publication of a notice of rulemaking in
4        publications likely to be obtained by small
5        businesses, not for profit corporations, or small
6        municipalities.
7            (3) The direct notification of interested small
8        businesses, not for profit corporations, or small
9        municipalities.
10            (4) The conduct of public hearings concerning the
11        impact of the rule on small businesses, not for profit
12        corporations, or small municipalities.
13            (5) The use of special hearing or comment
14        procedures to reduce the cost or complexity of
15        participation in the rulemaking by small businesses,
16        not for profit corporations, or small municipalities.
17        (c) Prior to the filing for publication in the Illinois
18    Register of any proposed rule or amendment that may have an
19    adverse impact on small businesses, each agency must
20    prepare an economic impact analysis. The economic impact
21    analysis shall include the following:
22            (1) an identification of the types and estimate of
23        the number of the small businesses subject to the
24        proposed rule or amendment;
25            (2) the projected reporting, recordkeeping, and
26        other administrative costs required for compliance

 

 

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1        with the proposed rule or amendment, including the type
2        of professional skills necessary for preparation of
3        the report or record;
4            (3) a statement of the probable positive or
5        negative economic effect on impacted small businesses;
6        and
7            (4) a description of any less intrusive or less
8        costly alternative methods of achieving the purpose of
9        the proposed rule or amendment. The alternatives must
10        be consistent with the stated objectives of the
11        applicable statutes and the proposed rulemaking.
12        The Business Assistance Office shall prepare an impact
13    analysis of the rule or amendment describing its effect on
14    small businesses whenever the Office believes, in its
15    discretion, that an analysis is warranted or whenever
16    requested to do so by 25 interested persons, an association
17    representing at least 100 interested persons, the
18    Governor, a unit of local government, or the Joint
19    Committee on Administrative Rules. The impact analysis
20    shall be completed before or within the notice period as
21    described in subsection (b) of Section 5-40. Upon
22    completion of any analysis in accordance with this
23    subsection (c), the preparing agency or the Business
24    Assistance Office shall submit the analysis to the Joint
25    Committee on Administrative Rules, to any interested
26    person who requested the analysis, and, if the agency

 

 

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1    prepared the analysis, to the Business Assistance Office.
2        This subsection does not apply to rules and standards
3    described in paragraphs (1) through (5) of subsection (c)
4    of Section 1-5.
5(Source: P.A. 96-1448, eff. 1-1-11.)
 
6    (Text of Section after amendment by P.A. 100-688)
7    Sec. 5-30. Regulatory flexibility. When an agency proposes
8a new rule or an amendment to an existing rule that may have an
9impact on small businesses, not for profit corporations, or
10small municipalities, the agency shall do each of the
11following:
12        (a) The agency shall consider each of the following
13    methods for reducing the impact of the rulemaking on small
14    businesses, not for profit corporations, or small
15    municipalities. The agency shall reduce the impact by
16    utilizing one or more of the following methods if it finds
17    that the methods are legal and feasible in meeting the
18    statutory objectives that are the basis of the proposed
19    rulemaking.
20            (1) Establish less stringent compliance or
21        reporting requirements in the rule for small
22        businesses, not for profit corporations, or small
23        municipalities.
24            (2) Establish less stringent schedules or
25        deadlines in the rule for compliance or reporting

 

 

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1        requirements for small businesses, not for profit
2        corporations, or small municipalities.
3            (3) Consolidate or simplify the rule's compliance
4        or reporting requirements for small businesses, not
5        for profit corporations, or small municipalities.
6            (4) Establish performance standards to replace
7        design or operational standards in the rule for small
8        businesses, not for profit corporations, or small
9        municipalities.
10            (5) Exempt small businesses, not for profit
11        corporations, or small municipalities from any or all
12        requirements of the rule.
13        (b) Before or during the notice period required under
14    subsection (b) of Section 5-40, the agency shall provide an
15    opportunity for small businesses, not for profit
16    corporations, or small municipalities to participate in
17    the rulemaking process. The agency shall utilize one or
18    more of the following techniques. These techniques are in
19    addition to other rulemaking requirements imposed by this
20    Act or by any other Act.
21            (1) The inclusion in any advance notice of possible
22        rulemaking of a statement that the rule may have an
23        impact on small businesses, not for profit
24        corporations, or small municipalities.
25            (2) The publication of a notice of rulemaking in
26        publications likely to be obtained by small

 

 

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1        businesses, not for profit corporations, or small
2        municipalities.
3            (3) The direct notification of interested small
4        businesses, not for profit corporations, or small
5        municipalities.
6            (4) The conduct of public hearings concerning the
7        impact of the rule on small businesses, not for profit
8        corporations, or small municipalities.
9            (5) The use of special hearing or comment
10        procedures to reduce the cost or complexity of
11        participation in the rulemaking by small businesses,
12        not for profit corporations, or small municipalities.
13        (b-5) In addition to the requirements of subsection
14    (b), before or during the first notice period required
15    under subsection (b) of Section 5-40, the agency shall also
16    provide an opportunity for private sector entities other
17    than small businesses to participate in the rulemaking
18    process by utilizing the techniques provided under
19    subsection (b) of this Section, as well as providing those
20    private sector entities with the opportunity to submit
21    their own estimates on the cost of compliance with the
22    proposed rule or amendment to a rule. The agency shall
23    include those estimates in both a final regulatory
24    flexibility analysis and an analysis of the economic and
25    budgetary effects of the proposed rulemaking as required
26    under subsection (c) of Section 5-40.

 

 

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1        (c) Prior to the filing for publication in the Illinois
2    Register of any proposed rule or amendment that may have an
3    adverse impact on small businesses, each agency must
4    prepare an economic impact analysis which shall be filed
5    with the proposed rule and publicized in the Illinois
6    Register together with the proposed rule. The economic
7    impact analysis shall include the following:
8            (1) An identification of the types and estimate of
9        the number of the small businesses subject to the
10        proposed rule or amendment. The agency shall identify
11        the types of businesses subject to the proposed rule
12        using the following 2-digit codes from the North
13        American Industry Classification System (NAICS):
14                11 Agriculture, Forestry, Fishing and Hunting.
15                21 Mining.
16                22 Utilities.
17                23 Construction.
18                31-33 Manufacturing.
19                42 Wholesale Trade.
20                44-45 Retail Trade.
21                48-49 Transportation and Warehousing.
22                51 Information.
23                52 Finance and Insurance.
24                53 Real Estate Rental and Leasing.
25                54 Professional, Scientific, and Technical
26            Services.

 

 

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1                55 Management of Companies and Enterprises.
2                56 Administrative and Support and Waste
3            Management and Remediation Services.
4                61 Educational Services.
5                62 Health Care and Social Assistance.
6                71 Arts, Entertainment, and Recreation.
7                72 Accommodation and Food Services.
8                81 Other Services (except Public
9            Administration).
10                92 Public Administration.
11            The agency shall also identify the impact of the
12        proposed rule by identifying as many of the following
13        categories that the agency reasonably believes the
14        proposed rule will impact:
15                A. Hiring and additional staffing.
16                B. Regulatory requirements.
17                C. Purchasing.
18                D. Insurance changes.
19                E. Licensing fees.
20                F. Equipment and material needs.
21                G. Training requirements.
22                H. Record keeping.
23                I. Compensation and benefits.
24                J. Other potential impacted categories.
25            (2) The projected reporting, recordkeeping, and
26        other administrative costs required for compliance

 

 

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1        with the proposed rule or amendment, including the type
2        of professional skills necessary for preparation of
3        the report or record.
4            (3) A statement of the probable positive or
5        negative economic effect on impacted small businesses.
6            (4) A description of any less intrusive or less
7        costly alternative methods of achieving the purpose of
8        the proposed rule or amendment. The alternatives must
9        be consistent with the stated objectives of the
10        applicable statutes and the proposed rulemaking.
11        The Department of Commerce and Economic Opportunity
12    shall place notification of all proposed rules affecting
13    small business on its website. The notification shall
14    include the information provided by the agency under this
15    subsection (c) together with the summary of the proposed
16    rule published by the Joint Committee on Administrative
17    Rules in the Flinn Report.
18        The Business Assistance Office shall prepare an impact
19    analysis of the rule or amendment describing its effect on
20    small businesses whenever the Office believes, in its
21    discretion, that an analysis is warranted or whenever
22    requested to do so by 25 interested persons, an association
23    representing at least 100 interested persons, the
24    Governor, a unit of local government, or the Joint
25    Committee on Administrative Rules. The impact analysis
26    shall be completed before or within the notice period as

 

 

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1    described in subsection (b) of Section 5-40. Upon
2    completion of any analysis in accordance with this
3    subsection (c), the preparing agency or the Business
4    Assistance Office shall submit the analysis to the Joint
5    Committee on Administrative Rules, to any interested
6    person who requested the analysis, and, if the agency
7    prepared the analysis, to the Business Assistance Office.
8        For purposes of this subsection (c), "small business"
9    means a business with fewer than 50 full-time employees or
10    less than $4,000,000 in gross annual sales.
11        This subsection does not apply to rules and standards
12    described in paragraphs (1) through (5) of subsection (c)
13    of Section 1-5.
14        (d) Prior to the filing for publication in the Illinois
15    Register of any proposed rule or amendment, each agency
16    shall estimate the compliance and implementation costs for
17    private parties for that proposed rule or amendment. If the
18    agency determines that proposed rule or amendment will
19    generate compliance and implementation costs for private
20    parties of $10,000,000 or more over a 2-year period, the
21    agency shall include this information with the filing for
22    publication in the Illinois Register of the proposed rule
23    or amendment, and shall provide notice of this
24    determination to the Joint Committee on Administrative
25    Rules.
26(Source: P.A. 100-688, eff. 1-1-19.)
 

 

 

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1    (5 ILCS 100/5-40)  (from Ch. 127, par. 1005-40)
2    Sec. 5-40. General rulemaking.
3    (a) In all rulemaking to which Sections 5-45 and 5-50 do
4not apply, each agency shall comply with this Section.
5    (b) Each agency shall give at least 45 days' notice of its
6intended action to the general public. This first notice period
7shall commence on the first day the notice appears in the
8Illinois Register. The first notice shall include all the
9following:
10        (1) The text of the proposed rule, the old and new
11    materials of a proposed amendment, or the text of the
12    provision to be repealed.
13        (2) The specific statutory citation upon which the
14    proposed rule, the proposed amendment to a rule, or the
15    proposed repeal of a rule is based and by which it is
16    authorized.
17        (3) A complete description of the subjects and issues
18    involved.
19        (3.5) A descriptive title or other description of any
20    published study or research report used in developing the
21    rule, the identity of the person who performed such study,
22    and a description of where the public may obtain a copy of
23    any such study or research report. If the study was
24    performed by an agency or by a person or entity that
25    contracted with the agency for the performance of the

 

 

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1    study, the agency shall also make copies of the underlying
2    data available to members of the public upon request if the
3    data are not protected from disclosure under the Freedom of
4    Information Act.
5        (4) For all proposed rules and proposed amendments to
6    rules, an initial regulatory flexibility analysis
7    containing a description of the types of small businesses
8    subject to the rule; a brief description of the proposed
9    reporting, bookkeeping, and other procedures required for
10    compliance with the rule; and a description of the types of
11    professional skills necessary for compliance.
12        (5) The time, place, and manner in which interested
13    persons may present their views and comments concerning the
14    proposed rulemaking.
15    During the first notice period, the agency shall accept
16from any interested persons data, views, arguments, or
17comments, including submission of estimates on the cost of
18compliance with the proposed rule or amendment to a rule for
19private sector entities. These may, in the discretion of the
20agency, be submitted either orally or in writing or both. The
21notice published in the Illinois Register shall indicate the
22manner selected by the agency for the submissions. The agency
23shall consider all submissions received.
24    The agency shall hold a public hearing on the proposed
25rulemaking during the first notice period if (i) during the
26first notice period, the agency finds that a public hearing

 

 

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1would facilitate the submission of views and comments that
2might not otherwise be submitted or (ii) the agency receives a
3request for a public hearing, within the first 14 days after
4publication of the notice of proposed rulemaking in the
5Illinois Register, from 25 interested persons, an association
6representing at least 100 interested persons, the Governor, the
7Joint Committee on Administrative Rules, or a unit of local
8government that may be affected. At the public hearing, the
9agency shall allow interested persons to present views and
10comments on the proposed rulemaking. A public hearing in
11response to a request for a hearing may not be held less than
1220 days after the publication of the notice of proposed
13rulemaking in the Illinois Register unless notice of the public
14hearing is included in the notice of proposed rulemaking. A
15public hearing on proposed rulemaking may not be held less than
165 days before submission of the notice required under
17subsection (c) of this Section to the Joint Committee on
18Administrative Rules. Each agency may prescribe reasonable
19rules for the conduct of public hearings on proposed rulemaking
20to prevent undue repetition at the hearings. The hearings must
21be open to the public and recorded by stenographic or
22mechanical means. At least one agency representative shall be
23present during the hearing who is qualified to respond to
24general questions from the public regarding the agency's
25proposal and the rulemaking process.
26    (c) Each agency shall provide additional notice of the

 

 

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1proposed rulemaking to the Joint Committee on Administrative
2Rules. The period commencing on the day written notice is
3received by the Joint Committee shall be known as the second
4notice period and shall expire 45 days thereafter unless before
5that time the agency and the Joint Committee have agreed to
6extend the second notice period beyond 45 days for a period not
7to exceed an additional 90 45 days or unless the agency has
8received a statement of objection from the Joint Committee or
9notification from the Joint Committee that no objection will be
10issued. The written notice to the Joint Committee shall include
11(i) the text and location of any changes made to the proposed
12rulemaking during the first notice period in a form prescribed
13by the Joint Committee; (ii) for all proposed rules and
14proposed amendments to rules, a final regulatory flexibility
15analysis containing a summary of issues raised by small
16businesses and other private sector entities during the first
17notice period and a description of actions taken on any
18alternatives to the proposed rule suggested by small businesses
19and other private sector entities during the first notice
20period, including reasons for rejecting any alternatives not
21utilized; and (iii) if a written request has been made by the
22Joint Committee within 30 days after initial notice appears in
23the Illinois Register under subsection (b) of this Section, an
24analysis of the economic and budgetary effects of the proposed
25rulemaking, including estimates submitted during the first
26notice period concerning the cost of compliance for private

 

 

HB5982- 16 -LRB100 23490 RJF 42528 b

1sector entities. After commencement of the second notice
2period, no substantive change may be made to a proposed
3rulemaking unless it is made in response to an objection or
4suggestion of the Joint Committee. The agency shall also send a
5copy of the final regulatory flexibility analysis to each small
6business and other private sector entities that has presented
7views or comments on the proposed rulemaking during the first
8notice period and to any other interested person who requests a
9copy. The agency may charge a reasonable fee for providing the
10copies to cover postage and handling costs.
11    (c-5) Any proposed rule or amendment to a rule estimated
12either by the agency or during the second notice period to
13generate compliance and implementation costs of $10,000,000 or
14more over a 2-year period, or an amount which may later be
15established in consultation with the Commission on Government
16Forecasting and Accountability, shall be deemed objectionable
17and automatically prohibited, and the Joint Committee shall
18issue a statement in accordance with Section 5-115. The
19proposed rule or amendment shall remain prohibited until
20otherwise authorized by legislation passed by both houses of
21the General Assembly and signed by the Governor. The
22$10,000,000 threshold established under this subsection (c-5)
23may be adjusted by rule over time based upon information
24provided by the Commission on Government Forecasting and
25Accountability, which shall be required to publish an annual
26inflation index to measure the rise in costs stemming from the

 

 

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1implementation of rules and amendments to rules.
2    (d) After the expiration of the second notice period, after
3notification from the Joint Committee that no objection will be
4issued, or after a response by the agency to a statement of
5objections issued by the Joint Committee, whichever is
6applicable, the agency shall file, under Section 5-65, a
7certified copy of each rule, modification, or repeal of any
8rule adopted by it. The copy shall be published in the Illinois
9Register. Each rule hereafter adopted under this Section is
10effective upon filing unless a later effective date is required
11by statute or is specified in the rulemaking.
12    (e) No rule or modification or repeal of any rule may be
13adopted, or filed with the Secretary of State, more than one
14year after the date the first notice period for the rulemaking
15under subsection (b) commenced. Any period during which the
16rulemaking is prohibited from being filed under Section 5-115
17shall not be considered in calculating this one-year time
18period.
19(Source: P.A. 92-330, eff. 1-1-02.)
 
20    (5 ILCS 100/5-45)  (from Ch. 127, par. 1005-45)
21    Sec. 5-45. Emergency rulemaking.
22    (a) "Emergency" means the existence of any situation that
23any agency finds reasonably constitutes a threat to the public
24interest, safety, or welfare.
25    (b) If any agency finds that an emergency exists that

 

 

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1requires adoption of a rule upon fewer days than is required by
2Section 5-40 and states in writing its reasons for that
3finding, the agency may adopt an emergency rule without prior
4notice or hearing upon filing a notice of emergency rulemaking
5with the Secretary of State under Section 5-70. The notice
6shall include the text of the emergency rule, an economic
7impact estimate for the emergency rule, and shall be published
8in the Illinois Register. Consent orders or other court orders
9adopting settlements negotiated by an agency may be adopted
10under this Section. Subject to applicable constitutional or
11statutory provisions, an emergency rule becomes effective
12immediately upon filing under Section 5-65 or at a stated date
13less than 10 days thereafter. The agency's finding and a
14statement of the specific reasons for the finding shall be
15filed with the rule. The agency shall take reasonable and
16appropriate measures to make emergency rules known to the
17persons who may be affected by them.
18    (c) An emergency rule may be effective for a period of not
19longer than 150 days, but the agency's authority to adopt an
20identical rule under Section 5-40 is not precluded. No
21emergency rule may be adopted more than once in any 24-month
22period, except that this limitation on the number of emergency
23rules that may be adopted in a 24-month period does not apply
24to (i) emergency rules that make additions to and deletions
25from the Drug Manual under Section 5-5.16 of the Illinois
26Public Aid Code or the generic drug formulary under Section

 

 

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13.14 of the Illinois Food, Drug and Cosmetic Act, (ii)
2emergency rules adopted by the Pollution Control Board before
3July 1, 1997 to implement portions of the Livestock Management
4Facilities Act, (iii) emergency rules adopted by the Illinois
5Department of Public Health under subsections (a) through (i)
6of Section 2 of the Department of Public Health Act when
7necessary to protect the public's health, (iv) emergency rules
8adopted pursuant to subsection (n) of this Section, (v)
9emergency rules adopted pursuant to subsection (o) of this
10Section, or (vi) emergency rules adopted pursuant to subsection
11(c-5) of this Section. Two or more emergency rules having
12substantially the same purpose and effect shall be deemed to be
13a single rule for purposes of this Section.
14    (c-3) Notwithstanding any provision to the contrary, any
15emergency rule adopted under this Section estimated as provided
16under subsection (g) of Section 5-100 to generate compliance
17and implementation costs of $10,000,000 or more over the term
18of the emergency rule shall be automatically suspended until
19otherwise authorized by legislation passed by both houses of
20the General Assembly and signed by the Governor. Upon the
21signing of authorizing legislation under this subsection
22(c-3), the Governor shall provide the Secretary of State Index
23Department with a copy of the legislation, and the suspension
24of the emergency rule shall be rescinded.
25    (c-5) To facilitate the maintenance of the program of group
26health benefits provided to annuitants, survivors, and retired

 

 

HB5982- 20 -LRB100 23490 RJF 42528 b

1employees under the State Employees Group Insurance Act of
21971, rules to alter the contributions to be paid by the State,
3annuitants, survivors, retired employees, or any combination
4of those entities, for that program of group health benefits,
5shall be adopted as emergency rules. The adoption of those
6rules shall be considered an emergency and necessary for the
7public interest, safety, and welfare.
8    (d) In order to provide for the expeditious and timely
9implementation of the State's fiscal year 1999 budget,
10emergency rules to implement any provision of Public Act 90-587
11or 90-588 or any other budget initiative for fiscal year 1999
12may be adopted in accordance with this Section by the agency
13charged with administering that provision or initiative,
14except that the 24-month limitation on the adoption of
15emergency rules and the provisions of Sections 5-115 and 5-125
16do not apply to rules adopted under this subsection (d). The
17adoption of emergency rules authorized by this subsection (d)
18shall be deemed to be necessary for the public interest,
19safety, and welfare.
20    (e) In order to provide for the expeditious and timely
21implementation of the State's fiscal year 2000 budget,
22emergency rules to implement any provision of Public Act 91-24
23or any other budget initiative for fiscal year 2000 may be
24adopted in accordance with this Section by the agency charged
25with administering that provision or initiative, except that
26the 24-month limitation on the adoption of emergency rules and

 

 

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1the provisions of Sections 5-115 and 5-125 do not apply to
2rules adopted under this subsection (e). The adoption of
3emergency rules authorized by this subsection (e) shall be
4deemed to be necessary for the public interest, safety, and
5welfare.
6    (f) In order to provide for the expeditious and timely
7implementation of the State's fiscal year 2001 budget,
8emergency rules to implement any provision of Public Act 91-712
9or any other budget initiative for fiscal year 2001 may be
10adopted in accordance with this Section by the agency charged
11with administering that provision or initiative, except that
12the 24-month limitation on the adoption of emergency rules and
13the provisions of Sections 5-115 and 5-125 do not apply to
14rules adopted under this subsection (f). The adoption of
15emergency rules authorized by this subsection (f) shall be
16deemed to be necessary for the public interest, safety, and
17welfare.
18    (g) In order to provide for the expeditious and timely
19implementation of the State's fiscal year 2002 budget,
20emergency rules to implement any provision of Public Act 92-10
21or any other budget initiative for fiscal year 2002 may be
22adopted in accordance with this Section by the agency charged
23with administering that provision or initiative, except that
24the 24-month limitation on the adoption of emergency rules and
25the provisions of Sections 5-115 and 5-125 do not apply to
26rules adopted under this subsection (g). The adoption of

 

 

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1emergency rules authorized by this subsection (g) shall be
2deemed to be necessary for the public interest, safety, and
3welfare.
4    (h) In order to provide for the expeditious and timely
5implementation of the State's fiscal year 2003 budget,
6emergency rules to implement any provision of Public Act 92-597
7or any other budget initiative for fiscal year 2003 may be
8adopted in accordance with this Section by the agency charged
9with administering that provision or initiative, except that
10the 24-month limitation on the adoption of emergency rules and
11the provisions of Sections 5-115 and 5-125 do not apply to
12rules adopted under this subsection (h). The adoption of
13emergency rules authorized by this subsection (h) shall be
14deemed to be necessary for the public interest, safety, and
15welfare.
16    (i) In order to provide for the expeditious and timely
17implementation of the State's fiscal year 2004 budget,
18emergency rules to implement any provision of Public Act 93-20
19or any other budget initiative for fiscal year 2004 may be
20adopted in accordance with this Section by the agency charged
21with administering that provision or initiative, except that
22the 24-month limitation on the adoption of emergency rules and
23the provisions of Sections 5-115 and 5-125 do not apply to
24rules adopted under this subsection (i). The adoption of
25emergency rules authorized by this subsection (i) shall be
26deemed to be necessary for the public interest, safety, and

 

 

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1welfare.
2    (j) In order to provide for the expeditious and timely
3implementation of the provisions of the State's fiscal year
42005 budget as provided under the Fiscal Year 2005 Budget
5Implementation (Human Services) Act, emergency rules to
6implement any provision of the Fiscal Year 2005 Budget
7Implementation (Human Services) Act may be adopted in
8accordance with this Section by the agency charged with
9administering that provision, except that the 24-month
10limitation on the adoption of emergency rules and the
11provisions of Sections 5-115 and 5-125 do not apply to rules
12adopted under this subsection (j). The Department of Public Aid
13may also adopt rules under this subsection (j) necessary to
14administer the Illinois Public Aid Code and the Children's
15Health Insurance Program Act. The adoption of emergency rules
16authorized by this subsection (j) shall be deemed to be
17necessary for the public interest, safety, and welfare.
18    (k) In order to provide for the expeditious and timely
19implementation of the provisions of the State's fiscal year
202006 budget, emergency rules to implement any provision of
21Public Act 94-48 or any other budget initiative for fiscal year
222006 may be adopted in accordance with this Section by the
23agency charged with administering that provision or
24initiative, except that the 24-month limitation on the adoption
25of emergency rules and the provisions of Sections 5-115 and
265-125 do not apply to rules adopted under this subsection (k).

 

 

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1The Department of Healthcare and Family Services may also adopt
2rules under this subsection (k) necessary to administer the
3Illinois Public Aid Code, the Senior Citizens and Persons with
4Disabilities Property Tax Relief Act, the Senior Citizens and
5Disabled Persons Prescription Drug Discount Program Act (now
6the Illinois Prescription Drug Discount Program Act), and the
7Children's Health Insurance Program Act. The adoption of
8emergency rules authorized by this subsection (k) shall be
9deemed to be necessary for the public interest, safety, and
10welfare.
11    (l) In order to provide for the expeditious and timely
12implementation of the provisions of the State's fiscal year
132007 budget, the Department of Healthcare and Family Services
14may adopt emergency rules during fiscal year 2007, including
15rules effective July 1, 2007, in accordance with this
16subsection to the extent necessary to administer the
17Department's responsibilities with respect to amendments to
18the State plans and Illinois waivers approved by the federal
19Centers for Medicare and Medicaid Services necessitated by the
20requirements of Title XIX and Title XXI of the federal Social
21Security Act. The adoption of emergency rules authorized by
22this subsection (l) shall be deemed to be necessary for the
23public interest, safety, and welfare.
24    (m) In order to provide for the expeditious and timely
25implementation of the provisions of the State's fiscal year
262008 budget, the Department of Healthcare and Family Services

 

 

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1may adopt emergency rules during fiscal year 2008, including
2rules effective July 1, 2008, in accordance with this
3subsection to the extent necessary to administer the
4Department's responsibilities with respect to amendments to
5the State plans and Illinois waivers approved by the federal
6Centers for Medicare and Medicaid Services necessitated by the
7requirements of Title XIX and Title XXI of the federal Social
8Security Act. The adoption of emergency rules authorized by
9this subsection (m) shall be deemed to be necessary for the
10public interest, safety, and welfare.
11    (n) In order to provide for the expeditious and timely
12implementation of the provisions of the State's fiscal year
132010 budget, emergency rules to implement any provision of
14Public Act 96-45 or any other budget initiative authorized by
15the 96th General Assembly for fiscal year 2010 may be adopted
16in accordance with this Section by the agency charged with
17administering that provision or initiative. The adoption of
18emergency rules authorized by this subsection (n) shall be
19deemed to be necessary for the public interest, safety, and
20welfare. The rulemaking authority granted in this subsection
21(n) shall apply only to rules promulgated during Fiscal Year
222010.
23    (o) In order to provide for the expeditious and timely
24implementation of the provisions of the State's fiscal year
252011 budget, emergency rules to implement any provision of
26Public Act 96-958 or any other budget initiative authorized by

 

 

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1the 96th General Assembly for fiscal year 2011 may be adopted
2in accordance with this Section by the agency charged with
3administering that provision or initiative. The adoption of
4emergency rules authorized by this subsection (o) is deemed to
5be necessary for the public interest, safety, and welfare. The
6rulemaking authority granted in this subsection (o) applies
7only to rules promulgated on or after July 1, 2010 (the
8effective date of Public Act 96-958) through June 30, 2011.
9    (p) In order to provide for the expeditious and timely
10implementation of the provisions of Public Act 97-689,
11emergency rules to implement any provision of Public Act 97-689
12may be adopted in accordance with this subsection (p) by the
13agency charged with administering that provision or
14initiative. The 150-day limitation of the effective period of
15emergency rules does not apply to rules adopted under this
16subsection (p), and the effective period may continue through
17June 30, 2013. The 24-month limitation on the adoption of
18emergency rules does not apply to rules adopted under this
19subsection (p). The adoption of emergency rules authorized by
20this subsection (p) is deemed to be necessary for the public
21interest, safety, and welfare.
22    (q) In order to provide for the expeditious and timely
23implementation of the provisions of Articles 7, 8, 9, 11, and
2412 of Public Act 98-104, emergency rules to implement any
25provision of Articles 7, 8, 9, 11, and 12 of Public Act 98-104
26may be adopted in accordance with this subsection (q) by the

 

 

HB5982- 27 -LRB100 23490 RJF 42528 b

1agency charged with administering that provision or
2initiative. The 24-month limitation on the adoption of
3emergency rules does not apply to rules adopted under this
4subsection (q). The adoption of emergency rules authorized by
5this subsection (q) is deemed to be necessary for the public
6interest, safety, and welfare.
7    (r) In order to provide for the expeditious and timely
8implementation of the provisions of Public Act 98-651,
9emergency rules to implement Public Act 98-651 may be adopted
10in accordance with this subsection (r) by the Department of
11Healthcare and Family Services. The 24-month limitation on the
12adoption of emergency rules does not apply to rules adopted
13under this subsection (r). The adoption of emergency rules
14authorized by this subsection (r) is deemed to be necessary for
15the public interest, safety, and welfare.
16    (s) In order to provide for the expeditious and timely
17implementation of the provisions of Sections 5-5b.1 and 5A-2 of
18the Illinois Public Aid Code, emergency rules to implement any
19provision of Section 5-5b.1 or Section 5A-2 of the Illinois
20Public Aid Code may be adopted in accordance with this
21subsection (s) by the Department of Healthcare and Family
22Services. The rulemaking authority granted in this subsection
23(s) shall apply only to those rules adopted prior to July 1,
242015. Notwithstanding any other provision of this Section, any
25emergency rule adopted under this subsection (s) shall only
26apply to payments made for State fiscal year 2015. The adoption

 

 

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1of emergency rules authorized by this subsection (s) is deemed
2to be necessary for the public interest, safety, and welfare.
3    (t) In order to provide for the expeditious and timely
4implementation of the provisions of Article II of Public Act
599-6, emergency rules to implement the changes made by Article
6II of Public Act 99-6 to the Emergency Telephone System Act may
7be adopted in accordance with this subsection (t) by the
8Department of State Police. The rulemaking authority granted in
9this subsection (t) shall apply only to those rules adopted
10prior to July 1, 2016. The 24-month limitation on the adoption
11of emergency rules does not apply to rules adopted under this
12subsection (t). The adoption of emergency rules authorized by
13this subsection (t) is deemed to be necessary for the public
14interest, safety, and welfare.
15    (u) In order to provide for the expeditious and timely
16implementation of the provisions of the Burn Victims Relief
17Act, emergency rules to implement any provision of the Act may
18be adopted in accordance with this subsection (u) by the
19Department of Insurance. The rulemaking authority granted in
20this subsection (u) shall apply only to those rules adopted
21prior to December 31, 2015. The adoption of emergency rules
22authorized by this subsection (u) is deemed to be necessary for
23the public interest, safety, and welfare.
24    (v) In order to provide for the expeditious and timely
25implementation of the provisions of Public Act 99-516,
26emergency rules to implement Public Act 99-516 may be adopted

 

 

HB5982- 29 -LRB100 23490 RJF 42528 b

1in accordance with this subsection (v) by the Department of
2Healthcare and Family Services. The 24-month limitation on the
3adoption of emergency rules does not apply to rules adopted
4under this subsection (v). The adoption of emergency rules
5authorized by this subsection (v) is deemed to be necessary for
6the public interest, safety, and welfare.
7    (w) In order to provide for the expeditious and timely
8implementation of the provisions of Public Act 99-796,
9emergency rules to implement the changes made by Public Act
1099-796 may be adopted in accordance with this subsection (w) by
11the Adjutant General. The adoption of emergency rules
12authorized by this subsection (w) is deemed to be necessary for
13the public interest, safety, and welfare.
14    (x) In order to provide for the expeditious and timely
15implementation of the provisions of Public Act 99-906,
16emergency rules to implement subsection (i) of Section 16-115D,
17subsection (g) of Section 16-128A, and subsection (a) of
18Section 16-128B of the Public Utilities Act may be adopted in
19accordance with this subsection (x) by the Illinois Commerce
20Commission. The rulemaking authority granted in this
21subsection (x) shall apply only to those rules adopted within
22180 days after June 1, 2017 (the effective date of Public Act
2399-906). The adoption of emergency rules authorized by this
24subsection (x) is deemed to be necessary for the public
25interest, safety, and welfare.
26    (y) In order to provide for the expeditious and timely

 

 

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1implementation of the provisions of this amendatory Act of the
2100th General Assembly, emergency rules to implement the
3changes made by this amendatory Act of the 100th General
4Assembly to Section 4.02 of the Illinois Act on Aging, Sections
55.5.4 and 5-5.4i of the Illinois Public Aid Code, Section 55-30
6of the Alcoholism and Other Drug Abuse and Dependency Act, and
7Sections 74 and 75 of the Mental Health and Developmental
8Disabilities Administrative Act may be adopted in accordance
9with this subsection (y) by the respective Department. The
10adoption of emergency rules authorized by this subsection (y)
11is deemed to be necessary for the public interest, safety, and
12welfare.
13    (z) In order to provide for the expeditious and timely
14implementation of the provisions of this amendatory Act of the
15100th General Assembly, emergency rules to implement the
16changes made by this amendatory Act of the 100th General
17Assembly to Section 4.7 of the Lobbyist Registration Act may be
18adopted in accordance with this subsection (z) by the Secretary
19of State. The adoption of emergency rules authorized by this
20subsection (z) is deemed to be necessary for the public
21interest, safety, and welfare.
22    (aa) In order to provide for the expeditious and timely
23initial implementation of the changes made to Articles 5, 5A,
2412, and 14 of the Illinois Public Aid Code under the provisions
25of this amendatory Act of the 100th General Assembly, the
26Department of Healthcare and Family Services may adopt

 

 

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1emergency rules in accordance with this subsection (aa). The
224-month limitation on the adoption of emergency rules does not
3apply to rules to initially implement the changes made to
4Articles 5, 5A, 12, and 14 of the Illinois Public Aid Code
5adopted under this subsection (aa). The adoption of emergency
6rules authorized by this subsection (aa) is deemed to be
7necessary for the public interest, safety, and welfare.
8(Source: P.A. 99-2, eff. 3-26-15; 99-6, eff. 1-1-16; 99-143,
9eff. 7-27-15; 99-455, eff. 1-1-16; 99-516, eff. 6-30-16;
1099-642, eff. 7-28-16; 99-796, eff. 1-1-17; 99-906, eff. 6-1-17;
11100-23, eff. 7-6-17; 100-554, eff. 11-16-17; 100-581, eff.
123-12-18.)
 
13    (5 ILCS 100/5-100)  (from Ch. 127, par. 1005-100)
14    Sec. 5-100. Powers of the Joint Committee. The Joint
15Committee shall have the following powers under this Act:
16    (a) The function of the Joint Committee shall be the
17promotion of adequate and proper rules by agencies and an
18understanding on the part of the public respecting those rules.
19This function shall be advisory only, except as provided in
20Sections 5-115 and 5-125.
21    (b) The Joint Committee may undertake studies and
22investigations concerning rulemaking and agency rules.
23    (c) The Joint Committee shall monitor and investigate
24agencies' compliance with the provisions of this Act, make
25periodic investigations of the rulemaking activities of all

 

 

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1agencies, and evaluate and report on all rules in terms of
2their propriety, legal adequacy, relation to statutory
3authorization, economic and budgetary effects, and public
4policy.
5    (d) Hearings and investigations conducted by the Joint
6Committee under this Act may be held at times and places within
7the State as the Committee deems necessary.
8    (e) The Joint Committee may request from any agency an
9analysis of the following:
10        (1) The effect of a new rule, amendment, or repealer,
11    including any direct economic effect on the persons
12    regulated by the rule; any anticipated effect on the
13    proposing agency's budget and the budgets of other State
14    agencies; and any anticipated effects on State revenues.
15        (2) The agency's evaluation of the submissions
16    presented to the agency under Section 5-40.
17        (3) A description of any modifications from the
18    initially published proposal made in the finally accepted
19    version of the intended rule, amendment, or repealer.
20        (4) The agency's justification and rationale for the
21    intended rule, amendment, or repealer.
22    (f) Failure of the Joint Committee to object to any
23proposed rule, amendment, or repealer or any existing rule
24shall not be construed as implying direct or indirect approval
25of the rule or proposed rule, amendment, or repealer by the
26Joint Committee or the General Assembly.

 

 

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1    (g) In addition to other estimates which may be provided,
2the Joint Committee may request the Auditor General to perform
3an independent estimate before or during the second notice
4period to assess the cost of a proposed rule or amendment, or
5to assess the cost of an emergency rule after its adoption. The
6Joint Committee shall use such estimates in determining whether
7to prohibit a proposed rule or amendment to a rule under
8subsection (c-5) of Section 5-40 or to suspend an emergency
9rule under subsection (c-3) of Section 5-45.
10(Source: P.A. 87-823.)
 
11    (5 ILCS 100/5-115)  (from Ch. 127, par. 1005-115)
12    Sec. 5-115. Other action by the Joint Committee.
13    (a) If the Joint Committee determines that the adoption and
14effectiveness of a proposed rule, amendment, or repealer or
15portion of a proposed rule, amendment, or repealer by an agency
16would be objectionable under any of the standards for the Joint
17Committee's review specified in Section 5-100, 5-105, 5-110,
185-120, or 5-130 and would constitute a serious threat to the
19public interest, safety, or welfare, the Joint Committee may
20issue a statement to that effect at any time before the
21proposed rule, amendment, or repealer takes effect. The
22statement may be issued by the Joint Committee only upon the
23affirmative vote of three-fifths of the members appointed to
24the Joint Committee. The Joint Committee, however, may withdraw
25a statement within 180 days after it is issued upon the

 

 

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1affirmative vote of a majority of the members appointed to the
2Joint Committee. A certified copy of each statement and
3withdrawal shall be transmitted to the proposing agency and to
4the Secretary of State for publication in the next available
5issue of the Illinois Register.
6    (a-5) Notwithstanding the provisions of subsection (a), if
7a proposed rule or amendment to a rule is deemed objectionable
8under subsection (c-5) of Section 5-40, the Joint Committee
9shall issue a statement to that effect any time before the
10proposed rule or amendment takes effect. The proposed rule or
11amendment deemed objectionable under this subsection (a-5)
12shall remain prohibited until otherwise authorized by
13legislation passed by both houses of the General Assembly and
14signed by the Governor as provided under subsection (c-5). A
15certified copy of each statement shall be transmitted to the
16proposing agency and to the Secretary of State for publication
17in the next available issue of the Illinois Register.
18    (b) The proposed rule, amendment, or repealer or the
19portion of the proposed rule, amendment, or repealer to which
20the Joint Committee has issued a statement under subsection (a)
21or (a-5) shall not be accepted for filing by the Secretary of
22State and shall not take effect unless the statement is
23withdrawn, or a joint resolution is passed as provided in
24subsection (c), or legislation is passed as provided under
25subsection (c-5). The agency may not enforce or invoke for any
26reason a proposed rule, amendment, or repealer or any portion

 

 

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1thereof that is prohibited from being filed by this subsection.
2    (c) After the issuance of a statement under subsection (a),
3any member of the General Assembly may introduce in the General
4Assembly a joint resolution stating that the General Assembly
5desires to discontinue the prohibition against the proposed
6rule, amendment, or repealer or the portion thereof to which
7the statement was issued being filed and taking effect. If the
8joint resolution is not passed by both houses of the General
9Assembly within 180 days after receipt of the statement by the
10Secretary of State or the statement is not withdrawn as
11provided in subsection (a), the agency shall be prohibited from
12filing the proposed rule, amendment, or repealer or the portion
13thereof and the proposed rule, amendment, or repealer or the
14portion thereof shall not take effect. The Secretary of State
15shall not accept for filing the proposed rule, amendment, or
16repealer or the portion thereof with respect to which the Joint
17Committee has issued a statement under subsection (a) unless
18that statement is withdrawn or a joint resolution is passed as
19provided in this subsection. If the 180-day period expires
20before passage of the joint resolution, the agency may not file
21the proposed rule, amendment, or repealer or the portion
22thereof as adopted and it shall not take effect.
23    (c-5) After the issuance of a statement under subsection
24(a-5), any member of the General Assembly may introduce a bill
25stating that the General Assembly desires to discontinue the
26prohibition against the proposed rule or amendment, and

 

 

HB5982- 36 -LRB100 23490 RJF 42528 b

1authorize the terms of the proposed rule or amendment despite
2its objectionable nature. If the bill is not passed by both
3houses of the General Assembly within 180 days after receipt of
4the statement by the Secretary of State, and then signed by the
5Governor thereafter, the agency shall be prohibited from filing
6the proposed rule or amendment, and the proposed rule or
7amendment shall not take effect. The Secretary of State shall
8not accept for filing the proposed rule or amendment with
9respect to which the Joint Committee has issued a statement
10under subsection (a-5) unless authorizing legislation is
11passed as provided in this subsection (c-5). If the 180-day
12period expires before passage of the bill through both houses,
13the agency may not file the proposed rule or amendment, and it
14shall not take effect. Upon the signing of authorizing
15legislation under this subsection (c-5), the Governor shall
16provide the Secretary of State Index Department with a copy of
17the legislation, and the agency shall then be authorized to
18file the proposed rule or amendment, and it shall be allowed to
19take effect.
20    (d) If a statement is issued under this Section, then, in
21response to an objection or suggestion of the Joint Committee,
22the agency may propose changes to the proposed rule, amendment,
23or repealer or portion of a proposed rule, amendment, or
24repealer. If the agency proposes changes, it must provide
25additional notice to the Joint Committee under the same terms
26and conditions and shall be subject to the same requirements

 

 

HB5982- 37 -LRB100 23490 RJF 42528 b

1and limitations as those set forth for a second notice period
2under subsection (c) of Section 5-40.
3(Source: P.A. 93-1035, eff. 9-10-04; 93-1074, eff. 1-18-05.)
 
4    Section 95. No acceleration or delay. Where this Act makes
5changes in a statute that is represented in this Act by text
6that is not yet or no longer in effect (for example, a Section
7represented by multiple versions), the use of that text does
8not accelerate or delay the taking effect of (i) the changes
9made by this Act or (ii) provisions derived from any other
10Public Act.

 

 

HB5982- 38 -LRB100 23490 RJF 42528 b

1 INDEX
2 Statutes amended in order of appearance
3    5 ILCS 100/5-30from Ch. 127, par. 1005-30
4    5 ILCS 100/5-40from Ch. 127, par. 1005-40
5    5 ILCS 100/5-45from Ch. 127, par. 1005-45
6    5 ILCS 100/5-100from Ch. 127, par. 1005-100
7    5 ILCS 100/5-115from Ch. 127, par. 1005-115