TITLE 14: COMMERCE
SUBTITLE A: REGULATION OF BUSINESS
CHAPTER I: SECRETARY OF STATE
PART 130 REGULATIONS UNDER ILLINOIS SECURITIES LAW OF 1953
SECTION 130.828 NOTICE OF MATERIALLY ADVERSE FINANCIAL CONDITION REQUIRED TO BE FILED WITH THE SECURITIES DEPARTMENT BY A REGISTERED DEALER
Section 130.828 Notice of Materially Adverse Financial Condition Required to Be Filed With the Securities Department By a Registered Dealer
Each registered dealer which discovers it is no longer in compliance thereof with the requirements under Section 130.826 of this Part shall file a notice with the Securities Department within 24 hours of the discovery of such non-compliance. Such notification shall be made by telegraphic communication, facsimile transmission or such other means of delivery.
(Source: Added at 14 Ill. Reg. 5188, effective March 26, 1990)